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Alexander Joseph Corriere

Empirikal Partners LLC

Rock Springs, WY

La Barge, WY

Phoenix, AZ

CRD 3133873

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Employer firm

Empirikal Partners LLC CRD 282691

$87.0M regulatory AUM

Reported services (Item 5G)

  • Financial planning
  • Portfolio management (individuals)
  • Pension consulting

From the firm’s Form ADV. Read the guides:

Current Employers
Empirikal Partners Llc

Phoenix, AZ • United States

Current Registrations

AuthorityCategoryStatusDate
WY RA APPROVED 2020-05-11
  • WY RA
    APPROVED
    Since 2020-05-11

Branch Locations

Rock Springs, WY • United States

La Barge, WY • United States

Phoenix, AZ • United States

Disclosures

2 disclosure categories reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien Yes
  • Investigation No
  • Customer complaint No
  • Termination Yes
Employment History
OrganizationCityStateFromTo
Us Army Fort Knox KY 07/2002 Present
Legend Equities Corporation Palm Beach Gardens FL 01/2016 01/2017
Lincoln Investment Fairmount GA 01/2017 07/2019
Supreme Alliance Llc West Palm Beach FL 09/2019 04/2020
Empirikal Partners Llc Evanston WY 04/2020 Present
Alexander Corriere, Sole Proprietor Evanston WY 06/2017 Present
Lincoln Investment Fairmount GA 04/2019 05/2019
Legend Advisory Corporation Palm Beach Gardens FL 03/2016 07/2019
  • 07/2002 → Present
    Us Army
    Fort Knox, KY
  • 01/2016 → 01/2017
    Legend Equities Corporation
    Palm Beach Gardens, FL
  • 01/2017 → 07/2019
    Fairmount, GA
  • 09/2019 → 04/2020
    West Palm Beach, FL
  • 04/2020 → Present
    Evanston, WY
  • 06/2017 → Present
    Alexander Corriere, Sole Proprietor
    Evanston, WY
  • 04/2019 → 05/2019
    Fairmount, GA
  • 03/2016 → 07/2019
    Legend Advisory Corporation
    Palm Beach Gardens, FL
Previous Registrations
  • 2019-10-01 → 2020-04-24
    Evanston, WY
    Charlotte, NC
    Charlotte, NC
  • 2016-03-21 → 2019-07-12
    Legend Advisory, Llc
    Fairmount, GA
    Palm Beach Gardens, FL
  • 2019-04-04 → 2019-05-22
    Fairmount, GA
  • 2010-02-04 → 2015-12-15
    Financial West Group
    Westlake Village, CA
    Traverse City, MI
    Atlanta, GA
    Westlake Village, CA
    Fairmount, GA
  • 2008-10-08 → 2010-01-28
    First Command Brokerage Services, Inc.
    Alpharetta, GA
    Marietta, GA
    Tyrone, GA
Other Businesses

Alexander Corriere, Sole Proprietor; Investment Related; 1 Evanston, WY; Fixed Insurance; Independent Insurance Agent; Start Date 06/2017; Approximately 80 hours/month with no hours during securities trading hours; Sales and service of fixed life insurance and annuities. US Army; Not Investment Related; 1600 Spearhead Division Ave, Fort Knox, KY; Military; Major Reservist; Start Date 07/2002; Approximately 50 hours/month with no hours during securities trading hours; Major Reservist

Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2008-09-24
S63 Uniform Securities Agent State Law Examination 1999-06-03
  • S66 Uniform Combined State Law Examination
    2008-09-24
  • S63 Uniform Securities Agent State Law Examination
    1999-06-03
Other Names
  • Alex J Corriere
  • Alex Joseph Corriere

View on SEC IAPD

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