Best Investors Account Sign in
Inactive

Tyler Joseph Rogers

Modern Wealth Management, LLC

Rochester, NY

Kansas City, MO

Claim This Profile
Current Employers
Modern Wealth Management, Llc

1712 Main Street Suite 400, Kansas City, MO 64108 • United States

Current Registrations

AuthorityCategoryStatusDate
NY RA APPROVED 2025-10-31
  • NY RA
    APPROVED
    Since 2025-10-31

Branch Locations

One Bausch & Lomb Place Suite 900, Rochester, NY 14604 • United States

1712 Main Street Suite 400, Kansas City, MO 64108 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Paychex Securities Corporation West Henrietta NY 06/2014 11/2021
Paychex, Inc. West Henrietta NY 04/2014 11/2021
Principal Funds Distributor, Inc. Victor NY 11/2021 10/2025
Modern Wealth Management, Llc Rochester NY 10/2025 Present
  • 06/2014 → 11/2021
    Paychex Securities Corporation
    West Henrietta, NY
  • 04/2014 → 11/2021
    Paychex, Inc.
    West Henrietta, NY
  • 11/2021 → 10/2025
    Principal Funds Distributor, Inc.
    Victor, NY
  • 10/2025 → Present
    Modern Wealth Management, Llc
    Rochester, NY
Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 2025-10-31
S63 Uniform Securities Agent State Law Examination 2005-09-28
  • S65 Uniform Investment Adviser Law Examination
    2025-10-31
  • S63 Uniform Securities Agent State Law Examination
    2005-09-28
Other Names
  • Tyler Rogers
  • T.J Rogers
  • Tyler Rogers
  • Tyler J Rogers

View on SEC IAPD

Other Firms

MORGAN STANLEY
COMMONWEALTH FINANCIAL NETWORK
NOVEM GROUP
OSAIC WEALTH, INC.
EDELMAN FINANCIAL ENGINES
RISE ADVISORS, LLC
UBS FINANCIAL SERVICES INC.
MARINER

Other Investors

THERESA CLARE KENYON
JAMES HAROLD HARMAN
GEORGIANN VALLEE COLLINS
NICHOLAS J TAGLIARINO
AMY P STRUTT
HEATHER LYNN LUCAS
CHAD ROBERT JACOB
JASON ANTHONY MILNER

Other Offices

MORGAN STANLEY · Rochester, NY
COMMONWEALTH FINANCIAL NETWORK · ROCHESTER, NY
NOVEM GROUP · ROCHESTER, NY
OSAIC WEALTH, INC. · ROCHESTER, NY
EDELMAN FINANCIAL ENGINES · ROCHESTER, NY
RISE ADVISORS, LLC · ROCHESTER, NY
UBS FINANCIAL SERVICES INC. · ROCHESTER, NY
MARINER · Rochester, NY

More in Rochester, NY

Reviews

Want to share your experience?

Sign in to leave a review
Loading reviews...

Reach out to this advisor