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Current Employers
Merrill Lynch, Pierce, Fenner & Smith Incorporated

One Bryant Park, New York, NY 10036 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED_RES 2009-04-07
VA RA APPROVED 2007-02-28
  • TX RA
    APPROVED_RES
    Since 2009-04-07
  • VA RA
    APPROVED
    Since 2007-02-28

Branch Locations

11951 Freedom Dr, Reston, VA 20190 • United States

Arlington, VA • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Merrill Lynch, Pierce, Fenner & Smith Incorporated Reston VA 11/2001 Present
Bank Of America, N.A. Reston VA 05/2017 Present
Other Businesses

I*361069 For profit or not for profit: Entity For Profit Name of outside business organization: Velocity Five LLC, Social Concepts Investment related: N Address of business: Arlington, Virginia, 22201 Nature of business: ["Limited Liability Company"] Position, title, association: ["Officer"], Start date of relationship: 5/1/2015 Number of hours devoted: 4 hour(s) Monthly Number of hours devoted during trading hours: 0 Duties: , 03/29/13 is a moving target date that is contingent on the overall approval process of the restaurant landlord. A few items have been approved on preliminary basis. New...the restaurant is being rebranded and expected reopen date is around May 1. (2) CARLTON HOUSE HOME OWNERS ASSOCIATION, 11800 SUNSET HILLS RD, RESTON, VIRGINIA 20190 - INVESTMENT RLT'D - NO, HRS DEVOTED TO ACTIVITY - 1, HRS DURING TRADING - 0, DATE ACTIVITY BEGAN 10/15/06, POSITION - COMMITTEE MEMBER; VOLUNTEER ADMINISTRATIVE GROUP THAT HELPS ORGANIZE THE ANNUAL BUDGET PROPOSAL CREATED BY A 3RD PARTY COMPANY, FOR THE BOARD OF THE CONDO ASSOCIATION.

Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2007-02-26
  • S66 Uniform Combined State Law Examination
    2007-02-26

View on SEC IAPD

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