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Seth James Williams

Wells Fargo Clearing Services, LLC

Virginia Beach, VA

Norfolk, VA

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Current Employers
Wells Fargo Clearing Services, Llc

One North Jefferson Avenue Mail Code: H0004-05E, St. Louis, MO 63103-2205 • United States

Current Registrations

AuthorityCategoryStatusDate
VA RA APPROVED 2025-05-02
  • VA RA
    APPROVED
    Since 2025-05-02

Branch Locations

905 Kempsville Rd, Virginia Beach, VA 23464 • United States

999 Waterside Dr Ste 1800, Dominion Tower [V4-Rbo], Norfolk, VA 23510 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Wells Fargo Clearing Services, Llc Chesapeake VA 10/2024 Present
Wells Fargo Bank, Na Chesapeake VA 08/2023 Present
Lids Greenville NC 07/2022 07/2023
Foot Locker Greenville NC 11/2019 07/2022
Papa Johns Greenville NC 09/2018 11/2019
Tidal Wave Auto Spa Elizabeth City NC 06/2017 08/2018
Hardees Camden NC 04/2016 10/2017
Camden County High School Camden NC 08/2014 06/2018
  • 10/2024 → Present
    Wells Fargo Clearing Services, Llc
    Chesapeake, VA
  • 08/2023 → Present
    Wells Fargo Bank, Na
    Chesapeake, VA
  • 07/2022 → 07/2023
    Lids
    Greenville, NC
  • 11/2019 → 07/2022
    Foot Locker
    Greenville, NC
  • 09/2018 → 11/2019
    Papa Johns
    Greenville, NC
  • 06/2017 → 08/2018
    Tidal Wave Auto Spa
    Elizabeth City, NC
  • 04/2016 → 10/2017
    Hardees
    Camden, NC
  • 08/2014 → 06/2018
    Camden County High School
    Camden, NC
Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 2025-05-02
S63 Uniform Securities Agent State Law Examination 2025-03-11
  • S65 Uniform Investment Adviser Law Examination
    2025-05-02
  • S63 Uniform Securities Agent State Law Examination
    2025-03-11
Other Names
  • Seth Williams

View on SEC IAPD

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CAMBRIDGE INVESTMENT RESEARCH ADVISORS, INC. · Virginia Beach, VA
CAMBRIDGE INVESTMENT RESEARCH ADVISORS, INC. · Virginia Beach, VA
BEACON HARBOR WEALTH ADVISORS · VIRGINIA BEACH, VA
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED · VIRGINIA BEACH, VA
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