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John Charles Waddill

Laurel Wealth Advisors, LLC

Charlotte, NC

CRD 8003744

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Employer firm

Laurel Wealth Advisors, LLC CRD 118469

$1.11B regulatory AUM

Reported services (Item 5G)

  • Financial planning
  • Portfolio management (individuals)

From the firm’s Form ADV. Read the guides:

Current Employers
Laurel Wealth Advisors, Llc

1355 Greenwood Cliff Ste. 301, Charlotte, NC 28204 • United States

Current Registrations

AuthorityCategoryStatusDate
NC RA APPROVED 2024-10-30
  • NC RA
    APPROVED
    Since 2024-10-30

Branch Locations

1355 Greenwood Cliff Ste. 301, Charlotte, NC 28204 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Laurel Wealth Advisors, Llc Charlotte NC 10/2024 Present
Full Time Student New York NY 09/2012 12/2020
Park National Bank Charlotte NC 06/2022 05/2024
Ridgetop Research Llc Charlotte NC 03/2021 06/2022
Laurel Wealth Advisors, Llc Charlotte NC 06/2024 10/2024
  • 10/2024 → Present
    Laurel Wealth Advisors, Llc
    Charlotte, NC
  • 09/2012 → 12/2020
    Full Time Student
    New York, NY
  • 06/2022 → 05/2024
    Park National Bank
    Charlotte, NC
  • 03/2021 → 06/2022
    Ridgetop Research Llc
    Charlotte, NC
  • 06/2024 → 10/2024
    Laurel Wealth Advisors, Llc
    Charlotte, NC
Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 2024-10-25
  • S65 Uniform Investment Adviser Law Examination
    2024-10-25

View on SEC IAPD

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