Caitlyn Rose Beauregard

Employer firm

Morgan Stanley CRD 149777

$1.96T regulatory AUM 416,984 advisory clients

Reported services (Item 5G)

Financial planning
Portfolio management (individuals)
Portfolio management (investment companies)
Portfolio management (institutions)
Pension consulting
Selection of other advisers

From the firm’s Form ADV. Read the guides:

Current Employers

Morgan Stanley

2000 Westchester Avenue, Purchase, NY 10577-2530 • United States

Current Registrations

Authority	Category	Status	Date
TX	RA	APPROVED	2025-01-10
RI	RA	APPROVED	2024-12-16

TX RA
APPROVED

Since 2025-01-10
RI RA
APPROVED

Since 2024-12-16

Branch Locations

One Financial Plaza 19Th Floor, Providence, RI 02903 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

Regulatory action No
Criminal No
Bankruptcy No
Civil judicial No
Bond No
Judgment / lien No
Investigation No
Customer complaint No
Termination No

Employment History

Organization	City	State	From	To
Bank Of America Private Bank	Providence	RI	07/2012	10/2024
Morgan Stanley Smith Barney Llc	Providence	RI	10/2024	Present
Morgan Stanley Private Bank, N.A	New York	NY	11/2024	Present

07/2012 → 10/2024

Bank Of America Private Bank

Providence, RI
10/2024 → Present

Morgan Stanley Smith Barney Llc

Providence, RI
11/2024 → Present

Morgan Stanley Private Bank, N.A

New York, NY

Other Businesses

*617083 - Estate Planning Council of Rhode Island; Investment related: No; Waltham, Massachusetts; Board of Directors Estate planning networking organization non-profit; Board Member (proprietor, partner, officer, director, employee, trustee, agent); 1/2019; During business hours: 0; After business hours: 10; Administrative: President

Exams

Code	Exam	Date
S66	Uniform Combined State Law Examination	2024-12-16

S66 Uniform Combined State Law Examination

2024-12-16

Other Names

Caitlyn Beauregard

View on SEC IAPD