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Current Employers
Lpl Financial Llc

1055 Lpl Way, Fort Mill, SC 29715 • United States

Current Registrations

AuthorityCategoryStatusDate
AZ RA APPROVED 2025-04-08
  • AZ RA
    APPROVED
    Since 2025-04-08

Branch Locations

500 E. Rio Salado Pkwy Building 4, Floor 3, Tempe, AZ 85281 • United States

Mesa, AZ • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Lpl Financial Llc Tempe AZ 10/2024 Present
Spokane Appraisal Llc Spokane WA 06/2018 09/2024
E Cafe Corvallis OR 10/2021 06/2024
Gonzaga University Spokane WA 10/2020 06/2021
Unemployed Portland OR 09/2014 05/2018
  • 10/2024 → Present
    Tempe, AZ
  • 06/2018 → 09/2024
    Spokane Appraisal Llc
    Spokane, WA
  • 10/2021 → 06/2024
    E Cafe
    Corvallis, OR
  • 10/2020 → 06/2021
    Gonzaga University
    Spokane, WA
  • 09/2014 → 05/2018
    Unemployed
    Portland, OR
Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2025-04-02
  • S66 Uniform Combined State Law Examination
    2025-04-02

View on SEC IAPD

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