Frederick Campbell Thompson

Employer firm

Cetera Investment Advisers LLC CRD 105644

$257B regulatory AUM 24,019 advisory clients

Reported services (Item 5G)

• Financial planning
• Portfolio management (individuals)
• Portfolio management (institutions)
• Pension consulting
• Selection of other advisers
• Educational seminars

From the firm’s Form ADV. Read the guides:

• Item 5F — Regulatory AUM
• Item 5G — Advisory services
• Full firm profile

Current Employers

Employment History

• 12/2015 → 07/2017
  Sc Distributors, Llc
  Costa Mesa, CA
• 10/2017 → 12/2020
  Sagepoint Financial, Inc.
  Pittsburgh, PA
• 12/2020 → Present
  Cetera Advisors Llc
  St Cloud, MN
• 10/2020 → Present
  Lewis, Mcbeth & D'AMbrosio
  Pittsburgh, PA
• 09/2017 → Present
  Shady Side Academy
  Pittsburgh, PA
• 02/2022 → Present
  Cetera Investment Adviors
  Schaumburg, IL
• 06/2026 → Present
  Thompson Financial Planning
  Pittsburgh, PA

Previous Registrations

• 2017-12-08 → 2020-12-22
  Osaic Services, Inc.
  Pittsburgh, PA

Other Businesses

1.LEWIS, MCBETH & D'AMBROSIO, INVESTMENT RELATED, SAME AS REGISTERED ADDRESS, EXPENSE MANAGEMENT, STARTED 10/2020, POSITION/TITLE/RELATIONSHIP: PARTNER, APX 40 HOURS PER WEEK,32.5 DURING TRADING HOURS, BRIEF DESCRIPTION OF DUTIES: ENTITY IS USED TO RUN EXPENSES THROUGH - PAYROLL, RENT, ETC.; 2.SHADY SIDE ACADEMY, NOT INVESTMENT RELATED, 423 FOX CHAPEL RD, PITTSBURGH, PA, 15238, SPORTS, STARTED 09/2017, POSITION/TITLE/RELATIONSHIP: HEAD BOYS LACROSSE COACH, APX 10 HOURS PER WEEK, NOT DURING TRADING HOURS, BRIEF DESCRIPTION OF DUTIES: HEAD LACROSSE COACH AT A HIGH SCHOOL; 3. NAME OF OTHER BUSINESS: INTERGEN ADVISORS; INVESTMENT RELATED: YES; ADDRESS: SAME AS REGISTERED LOCATION; NATURE OF BUSINESS: FINANCIAL SERVICES; START DATE: 11/2023; POSITION/TITLE/RELATIONSHIP: FINANCIAL PROFESSIONAL; APX NUMBER OF HOURS PER WEEK: 40; APX NUMBER OF HOURS DURING TRADING HOURS: 32.5; BRIEF DESCRIPTION OF DUTIES: DBA FOR FINANCIAL SERVICES; 4. NAME OF OTHER BUSINESS: THOMPSON FINANCIAL PLANNING; INVESTMENT RELATED: NO; ADDRESS: SAME AS REGISTERED LOCATION; NATURE OF BUSINESS: EXPENSE MANAGEMENT; START DATE: 6/2026; POSITION/TITLE/RELATIONSHIP: OWNER; APX NUMBER OF HOURS PER WEEK: 1; APX NUMBER OF HOURS DURING TRADING HOURS: 0; BRIEF DESCRIPTION OF DUTIES: USED TO PAY FEES AND COMMISSIONS INTO FOR TAX PURPOSES;

Exams

• S65 Uniform Investment Adviser Law Examination
  2017-12-07
• S63 Uniform Securities Agent State Law Examination
  2005-10-05

Other Names

• Frederick Thompson
• Frederick Campbell Thompson