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Frederick Campbell Thompson

Cetera Investment Advisers LLC

Pittsburgh, PA

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Current Employers
Cetera Investment Advisers Llc

1450 American Lane 6Th Floor, Suite 650, Schaumburg, IL 60173-2096 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED 2024-03-21
PA RA APPROVED 2022-02-16
  • TX RA
    APPROVED
    Since 2024-03-21
  • PA RA
    APPROVED
    Since 2022-02-16

Branch Locations

1386 Old Freeport Rd Suite #2A, Pittsburgh, PA 15238 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Sc Distributors, Llc Costa Mesa CA 12/2015 07/2017
Sagepoint Financial, Inc. Pittsburgh PA 10/2017 12/2020
Cetera Advisors Llc St Cloud MN 12/2020 Present
Lewis, Mcbeth & D'AMbrosio Pittsburgh PA 10/2020 Present
Shady Side Academy Pittsburgh PA 09/2017 Present
Cetera Investment Adviors Schaumburg IL 02/2022 Present
Thompson Financial Planning Pittsburgh PA 06/2026 Present
  • 12/2015 → 07/2017
    Sc Distributors, Llc
    Costa Mesa, CA
  • 10/2017 → 12/2020
    Sagepoint Financial, Inc.
    Pittsburgh, PA
  • 12/2020 → Present
    Cetera Advisors Llc
    St Cloud, MN
  • 10/2020 → Present
    Lewis, Mcbeth & D'AMbrosio
    Pittsburgh, PA
  • 09/2017 → Present
    Shady Side Academy
    Pittsburgh, PA
  • 02/2022 → Present
    Cetera Investment Adviors
    Schaumburg, IL
  • 06/2026 → Present
    Thompson Financial Planning
    Pittsburgh, PA
Previous Registrations
  • 2017-12-08 → 2020-12-22
    Osaic Services, Inc.
    Pittsburgh, PA
Other Businesses

1.LEWIS, MCBETH & D'AMBROSIO, INVESTMENT RELATED, SAME AS REGISTERED ADDRESS, EXPENSE MANAGEMENT, STARTED 10/2020, POSITION/TITLE/RELATIONSHIP: PARTNER, APX 40 HOURS PER WEEK,32.5 DURING TRADING HOURS, BRIEF DESCRIPTION OF DUTIES: ENTITY IS USED TO RUN EXPENSES THROUGH - PAYROLL, RENT, ETC.; 2.SHADY SIDE ACADEMY, NOT INVESTMENT RELATED, 423 FOX CHAPEL RD, PITTSBURGH, PA, 15238, SPORTS, STARTED 09/2017, POSITION/TITLE/RELATIONSHIP: HEAD BOYS LACROSSE COACH, APX 10 HOURS PER WEEK, NOT DURING TRADING HOURS, BRIEF DESCRIPTION OF DUTIES: HEAD LACROSSE COACH AT A HIGH SCHOOL; 3. NAME OF OTHER BUSINESS: INTERGEN ADVISORS; INVESTMENT RELATED: YES; ADDRESS: SAME AS REGISTERED LOCATION; NATURE OF BUSINESS: FINANCIAL SERVICES; START DATE: 11/2023; POSITION/TITLE/RELATIONSHIP: FINANCIAL PROFESSIONAL; APX NUMBER OF HOURS PER WEEK: 40; APX NUMBER OF HOURS DURING TRADING HOURS: 32.5; BRIEF DESCRIPTION OF DUTIES: DBA FOR FINANCIAL SERVICES; 4. NAME OF OTHER BUSINESS: THOMPSON FINANCIAL PLANNING; INVESTMENT RELATED: NO; ADDRESS: SAME AS REGISTERED LOCATION; NATURE OF BUSINESS: EXPENSE MANAGEMENT; START DATE: 6/2026; POSITION/TITLE/RELATIONSHIP: OWNER; APX NUMBER OF HOURS PER WEEK: 1; APX NUMBER OF HOURS DURING TRADING HOURS: 0; BRIEF DESCRIPTION OF DUTIES: USED TO PAY FEES AND COMMISSIONS INTO FOR TAX PURPOSES;

Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 2017-12-07
S63 Uniform Securities Agent State Law Examination 2005-10-05
  • S65 Uniform Investment Adviser Law Examination
    2017-12-07
  • S63 Uniform Securities Agent State Law Examination
    2005-10-05
Other Names
  • Frederick Thompson
  • Frederick Campbell Thompson

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