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Merrill Lynch, Pierce, Fenner & Smith Incorporated CRD 7691
$1.78T regulatory AUM 16,844 advisory clients
Reported services (Item 5G)
From the firm’s Form ADV. Read the guides:
One Bryant Park, New York, NY 10036 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| TX | RA | APPROVED | 2025-01-02 |
Branch Locations
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Merrill Lynch, Pierce, Fenner & Smith Incorporated | Houston | TX | 08/2022 | Present |
| Uber Eats | Houston | TX | 06/2022 | 11/2022 |
| Dairy Queen | Houston | TX | 07/2022 | 08/2022 |
| All Star Car Audio | South Houston | TX | 05/2021 | 05/2022 |
| Mcdonalds | Webster | TX | 01/2021 | 06/2021 |
| Jack In The Box | Webster | TX | 01/2021 | 04/2021 |
| Sonic | Friendswood | TX | 11/2019 | 01/2021 |
| Unemployed | Houston | TX | 06/2019 | 10/2019 |
| Mcdonalds | Austin | TX | 02/2019 | 05/2019 |
| William B Travis Highschool Student | Austin | TX | 08/2017 | 05/2019 |
| Unemployed | Austin | TX | 05/2017 | 08/2017 |
| Murchison Middle School-Student | Austin | TX | 08/2014 | 05/2017 |
| San Jacinto Community College | Houston | TX | 01/2022 | 05/2023 |
| Bank Of America, N.A | Houston | TX | 01/2025 | Present |
I*3843274 Entity Type: Entity For Profit Name of OBA: Alyssa Briana Beauty Address: humble, Texas, 77346 Investment Related: No Position, Title, Association: Owner Employee Start Date: 03/01/2026 Number of Hours: 10, Weekly Number of Hours during trading: 0, Weekly Duties: resale of lash products such as lash trays, tweezers, etc. and lash extensions services owner, resale of the products, and lash extension specialist for the services
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2024-12-31 |
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