Max Simone

$1.78T regulatory AUM 16,844 advisory clients

Reported services (Item 5G)

Portfolio management (individuals)
Portfolio management (institutions)
Pension consulting
Selection of other advisers
Educational seminars
PERFORMANCE MEASUREMENT REPORTS, ALLOCATION MODELING, IPS, RESEARCH REPORTS AND SERVICES, SEE SCHEDULE D

From the firm’s Form ADV. Read the guides:

One Bryant Park, New York, NY 10036 • United States

Current Registrations

Authority	Category	Status	Date
TX	RA	APPROVED	2025-01-24
PA	RA	APPROVED	2025-01-13

Branch Locations

600 Grant St, Pittsburgh, PA 15219 • United States

No disclosure categories reported as “Yes” on this SEC record.

Organization	City	State	From	To
Merrill Lynch, Pierce, Fenner & Smith Incorporated	Pittsburgh	PA	10/2024	Present
Northern Trust	New York City	PA	12/2021	10/2024
Bny Mellon	Pittsburgh	PA	02/2021	12/2021
Teksystems/Aerotek	Pittsburgh	PA	10/2016	04/2018
University Of Pittsburgh	Pittsburgh	PA	01/2019	08/2019
Willis Towers Watson/Crown Castle	Pittsburgh	PA	06/2016	02/2018
Akkodis (Modis)	Pittsburgh	PA	04/2020	02/2021
University Of Pittsburgh	Pittsburgh	PA	08/2018	04/2020
General And Vascular Surgical Associates	Pittsburgh	PA	04/2018	08/2018

10/2024 → Present

Merrill Lynch, Pierce, Fenner & Smith Incorporated

Pittsburgh, PA
12/2021 → 10/2024

Northern Trust

New York City, PA
02/2021 → 12/2021

Bny Mellon

Pittsburgh, PA
10/2016 → 04/2018

Teksystems/Aerotek

Pittsburgh, PA
01/2019 → 08/2019

University Of Pittsburgh

Pittsburgh, PA
06/2016 → 02/2018

Willis Towers Watson/Crown Castle

Pittsburgh, PA
04/2020 → 02/2021

Akkodis (Modis)

Pittsburgh, PA
08/2018 → 04/2020

University Of Pittsburgh

Pittsburgh, PA
04/2018 → 08/2018

General And Vascular Surgical Associates

Pittsburgh, PA

Code	Exam	Date
S66	Uniform Combined State Law Examination	2025-01-11