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Current Employers
Merrill Lynch, Pierce, Fenner & Smith Incorporated

One Bryant Park, New York, NY 10036 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED 2025-08-22
NY RA APPROVED 2025-06-06
  • TX RA
    APPROVED
    Since 2025-08-22
  • NY RA
    APPROVED
    Since 2025-06-06

Branch Locations

One Bryant Park Pbig - New York, New York, NY 10036 • United States

225 Liberty St Pbig - New York, New York, NY 10281 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Merrill Lynch, Pierce, Fenner & Smith Incorporated New York NY 10/2024 Present
Bank Of America Private Bank New York NY 04/2019 10/2024
Ihs Markit New York NY 07/2017 08/2017
Ubs Financial Services White Plains NY 06/2018 08/2018
Rensselaer Polytechnic Institute Troy NY 08/2015 12/2018
Unemployed New York NY 12/2018 04/2019
Bank Of America, N.A. New York NY 01/2025 Present
  • 10/2024 → Present
    New York, NY
  • 04/2019 → 10/2024
    Bank Of America Private Bank
    New York, NY
  • 07/2017 → 08/2017
    Ihs Markit
    New York, NY
  • 06/2018 → 08/2018
    Ubs Financial Services
    White Plains, NY
  • 08/2015 → 12/2018
    Rensselaer Polytechnic Institute
    Troy, NY
  • 12/2018 → 04/2019
    Unemployed
    New York, NY
  • 01/2025 → Present
    Bank Of America, N.A.
    New York, NY
Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2025-06-06
  • S66 Uniform Combined State Law Examination
    2025-06-06

View on SEC IAPD

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