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Current Employers
Merrill Lynch, Pierce, Fenner & Smith Incorporated

One Bryant Park, New York, NY 10036 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED 2025-01-29
  • TX RA
    APPROVED
    Since 2025-01-29

Branch Locations

3404 W Illinois Ave, Dallas, TX 75211 • United States

2535 W Wheatland Rd, Dallas, TX 75237 • United States

Disclosures

1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.

  • Regulatory action No
  • Criminal No
  • Bankruptcy Yes
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Merrill Lynch, Pierce, Fenner & Smith Incorporated Fort Worth TX 10/2024 Present
Texas Trust Credit Union Grand Prairie TX 10/2022 10/2024
Unemployed Dallas TX 07/2021 10/2022
Bank Of America Dallas TX 09/2019 07/2021
United Parcel Service Dallas TX 10/2016 10/2019
Bank Of America, N.A. Fort Worth TX 12/2024 Present
  • 10/2024 → Present
    Fort Worth, TX
  • 10/2022 → 10/2024
    Texas Trust Credit Union
    Grand Prairie, TX
  • 07/2021 → 10/2022
    Unemployed
    Dallas, TX
  • 09/2019 → 07/2021
    Bank Of America
    Dallas, TX
  • 10/2016 → 10/2019
    United Parcel Service
    Dallas, TX
  • 12/2024 → Present
    Bank Of America, N.A.
    Fort Worth, TX
Other Businesses

I*: 2069298 Name of the other business Carmona Capital LLC Whether the business is investment-related Not investment related. Address of the other business Dallas TX 75224 Nature of the other business: Interior Design - Paint and Textures Your position Managing Member Title, or relationship with the other business Managing member Start date of your relationship 7/2/2024 Approximate number of hours/month you devote to the other business: 0 Number of hours you devote to the other business during securities trading hours: 0 Briefly describe your duties relating to the other business: I am only helping with small tasks like submitting documentation, help make payments, and set up bank account.

Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2025-01-28
  • S66 Uniform Combined State Law Examination
    2025-01-28

View on SEC IAPD

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