Spencer D Barry

Current Employers

Ubs Financial Services Inc.

1200 Harbor Boulevard, Weehawken, NJ 07086 • United States

Current Registrations

Authority	Category	Status	Date
NJ	RA	APPROVED	2026-06-26
NY	RA	APPROVED	2026-04-10
CT	RA	APPROVED	2025-12-16

NJ RA
APPROVED

Since 2026-06-26
NY RA
APPROVED

Since 2026-04-10
CT RA
APPROVED

Since 2025-12-16

Branch Locations

One State Street Suite 1600, Hartford, CT 06103 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

Regulatory action No
Criminal No
Bankruptcy No
Civil judicial No
Bond No
Judgment / lien No
Investigation No
Customer complaint No
Termination No

Employment History

Organization	City	State	From	To
Merrill Lynch, Pierce, Fenner & Smith Incorporated	Newington	CT	10/2024	12/2025
The Woodland	Lakeville	CT	06/2018	08/2020
Labonnes Markets	Salisbury	CT	07/2016	01/2022
Harvest Ventures Llc Dba The Woodland	Lakeville	CT	11/2022	Present
Valley Hospitality Group	Millbrook	NY	06/2023	10/2023
Sharon Board Of Education	Sharon	CT	03/2021	03/2021
University Of Connecticut	Storrs	CT	08/2020	08/2023
Northwestern Connecticut Community College	Winstead	CT	08/2018	05/2020
Bank Of America, N.A.	Newington	CT	01/2025	12/2025
Ubs Financial Services Inc.	Hartford	CT	12/2025	Present

10/2024 → 12/2025

Merrill Lynch, Pierce, Fenner & Smith Incorporated

Newington, CT
06/2018 → 08/2020

The Woodland

Lakeville, CT
07/2016 → 01/2022

Labonnes Markets

Salisbury, CT
11/2022 → Present

Harvest Ventures Llc Dba The Woodland

Lakeville, CT
06/2023 → 10/2023

Valley Hospitality Group

Millbrook, NY
03/2021 → 03/2021

Sharon Board Of Education

Sharon, CT
08/2020 → 08/2023

University Of Connecticut

Storrs, CT
08/2018 → 05/2020

Northwestern Connecticut Community College

Winstead, CT
01/2025 → 12/2025

Bank Of America, N.A.

Newington, CT
12/2025 → Present

Ubs Financial Services Inc.

Hartford, CT

Previous Registrations

2025-02-04 → 2025-12-03

Merrill Lynch, Pierce, Fenner & Smith Incorporated

West Hartford, CT

New Haven, CT

Simsbury, CT

New York, NY

Newington, CT

Other Businesses

I*2220281, Entity Type: Entity For Profit, Name of OBA: The Woodland, Address: Lakeville, Connecticut, 06039, Investment Related: N, Position, Title, Association: Employee, Employee State Date: 05/01/2018, No Hours: 8 Monthly, No Hours during Trading: 0 Monthly, Duties: It is a restaurant and I am a server and bartender for them.

Exams

Code	Exam	Date
S66	Uniform Combined State Law Examination	2025-02-03

S66 Uniform Combined State Law Examination

2025-02-03

Other Names

Spencer D Barry
Spencer Davis Barry

View on SEC IAPD