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Current Employers
Merrill Lynch, Pierce, Fenner & Smith Incorporated

One Bryant Park, New York, NY 10036 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED 2025-03-18
CA RA APPROVED 2025-02-06
  • TX RA
    APPROVED
    Since 2025-03-18
  • CA RA
    APPROVED
    Since 2025-02-06

Branch Locations

23717 Malibu Rd, Malibu, CA 90265 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Merrill Lynch, Pierce, Fenner & Smith Incorporated Malibu CA 10/2024 Present
Bank Of America N.A. Malibu CA 04/2021 10/2024
The Wmg Group, Llc Malibu CA 04/2018 04/2021
Yogaworks Los Angeles CA 09/2016 09/2020
Keck Hospital Of Usc Los Angeles CA 12/2013 04/2018
The Wmg Group Malibu CA 04/2000 04/2022
Bank Of America, N.A. Malibu CA 11/2024 Present
  • 10/2024 → Present
    Malibu, CA
  • 04/2021 → 10/2024
    Bank Of America N.A.
    Malibu, CA
  • 04/2018 → 04/2021
    The Wmg Group, Llc
    Malibu, CA
  • 09/2016 → 09/2020
    Yogaworks
    Los Angeles, CA
  • 12/2013 → 04/2018
    Keck Hospital Of Usc
    Los Angeles, CA
  • 04/2000 → 04/2022
    The Wmg Group
    Malibu, CA
  • 11/2024 → Present
    Bank Of America, N.A.
    Malibu, CA
Other Businesses

I*5099268, Entity Type: Entity For Profit, Name of OBA: Unclaimed Property Finder, Address: Calabasas, California, 91302, Investment Related: N, Position, Title, Association: ["Other"], Employee Start Date: 09/01/2026, No Hours: 2 Weekly, No Hours during Trading: 0 Weekly, Duties: My responsibilities would include researching state unclaimed property databases to identify potential unclaimed funds, verifying ownership information, and contacting individuals or businesses who may be entitled to recover those assets. I would explain the claims process, obtain signed service agreements outlining contingent compensation upon successful recovery, and assist clients with completing claim forms and gathering required documentation. I would help clients navigate any issues that arise during the review process, provide updates on claim status, and support them through fund recovery. Compensation would be paid directly by the individual or business after funds are successfully retrieved. All research, client communications, and administrative assistance would be performed outside of my normal working hours and independently of my employment responsibilities. To generate additional income, I would like to assist individuals and businesses in California and Pennsylvania with identifying potential unclaimed property and helping them complete and submit the necessary documentation required to recover funds that may rightfully belong to them.

Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2025-02-05
  • S66 Uniform Combined State Law Examination
    2025-02-05
Other Names
  • Jason Gorenstein

View on SEC IAPD

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