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One Bryant Park, New York, NY 10036 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| TX | RA | APPROVED | 2025-04-01 |
| RI | RA | APPROVED | 2025-03-29 |
Branch Locations
3400 Pawtucket Ave Ci Client Services, Riverside, RI 02915 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Merrill Lynch, Pierce, Fenner & Smith Incorporated | Lincoln | RI | 10/2024 | Present |
| Citizens Bank | Johnston | RI | 09/2023 | 10/2024 |
| Unemployed | North Providence | RI | 12/2022 | 08/2023 |
| Bank Of America | 505 Pleasant St | MA | 06/2022 | 12/2022 |
| Citizens Bank | Providence | RI | 02/2019 | 05/2022 |
| Walmart | Providence | RI | 06/2015 | 04/2019 |
I*: 2066388 Name of the other business Uber Eats Investment-related No Address of the other business San Francisco, Ca Position Delivery Start date of your relationship01/2023Approximate number of hours/month you devote to the other business4 hours a month Number of hours you devote to the other business during securities trading hours 0 Duties relating to the other business Deliver food to clients houses. I*3133282 Entity Type: For Profit Name of OBA: Amazon flex Address: Hoboken New Jersey Investment Related: No Position, Title, Association: Consultant/Independent Contractor Start Date:11/10/2025 No Hours: 8 Weekly No Hours during trading:0 Duties: My responsibilities will include picking up packages from designated amazon facilities and delivering them to customers. I*3658266 Entity Type: Governmental Name of OBA: State of RI -DHS (LTSS caregiver program) Address: Cranston, Rhode Island, 2920 Investment Related: No Position, Title, Association: Employee Employee Start Date: 03/01/2026 Number of Hours: 10, Weekly Number of Hours during trading: 0 Duties: State administered caregiver assistance program that provides compensation to family caregivers. No financial or investment related activities involved. Providing non medical caregiving support such as assistance with daily living activities and coordination of care, performed outside of work hours and off company premises.
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2025-03-28 |
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