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5707 Southwest Parkway Building 2, Suite 400, Austin, TX 78735 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| TX | RA | APPROVED | 2025-09-09 |
Branch Locations
5707 Southwest Parkway Building 2, Suite 400, Austin, TX 78735 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Merrill Lynch, Pierce, Fenner & Smith Incorporated | Austin | TX | 11/2022 | 08/2025 |
| The Pie Bar | Austin | TX | 11/2021 | 11/2022 |
| Growing Scholars Montessori | Cypress | TX | 01/2015 | 08/2021 |
| The Pie Bar | Lubbock | TX | 09/2018 | 12/2020 |
| Wee Care | Lubbock | TX | 01/2017 | 05/2017 |
| Ywca Lubbock | Lubbock | TX | 08/2017 | 12/2017 |
| Texas Tech University | Lubbock | TX | 08/2015 | 12/2020 |
| Growing Scholars Montessori | Cypress | TX | 01/2015 | 08/2021 |
| Bank Of America, N.A. | Austin | TX | 01/2025 | 08/2025 |
| Kestra Investment Services, Llc | Austin | TX | 09/2025 | Present |
| Kestra Advisory Services, Llc | Austin | TX | 09/2025 | Present |
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2025-01-27 |
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