Best Investors Account Sign in

Carlos Osvaldo Fonseca-Rodriguez

Merrill Lynch, Pierce, Fenner & Smith Incorporated

Columbia, MD

Claim This Profile
Current Employers
Merrill Lynch, Pierce, Fenner & Smith Incorporated

One Bryant Park, New York, NY 10036 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED 2025-02-05
MD RA APPROVED 2025-01-02
  • TX RA
    APPROVED
    Since 2025-02-05
  • MD RA
    APPROVED
    Since 2025-01-02

Branch Locations

6201 Old Dobbin Ln, Columbia, MD 21045 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Merrill Lynch, Pierce, Fenner & Smith Incorporated Columbia MD 08/2023 Present
Lifetime Columbia MD 01/2023 07/2023
Burgerfi Columbia MD 03/2021 11/2022
Cava Columbia MD 06/2021 06/2022
Unemployed Columbia MD 09/2020 03/2021
Bibibop Columbia MD 01/2019 09/2020
Howard Community College Columbia MD 08/2018 05/2020
Oakland Mills High School Columbia MD 08/2014 06/2018
Bank Of America, N.A. Columbia MD 11/2024 Present
  • 08/2023 → Present
    Merrill Lynch, Pierce, Fenner & Smith Incorporated
    Columbia, MD
  • 01/2023 → 07/2023
    Lifetime
    Columbia, MD
  • 03/2021 → 11/2022
    Burgerfi
    Columbia, MD
  • 06/2021 → 06/2022
    Cava
    Columbia, MD
  • 09/2020 → 03/2021
    Unemployed
    Columbia, MD
  • 01/2019 → 09/2020
    Bibibop
    Columbia, MD
  • 08/2018 → 05/2020
    Howard Community College
    Columbia, MD
  • 08/2014 → 06/2018
    Oakland Mills High School
    Columbia, MD
  • 11/2024 → Present
    Bank Of America, N.A.
    Columbia, MD
Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2024-12-26
  • S66 Uniform Combined State Law Examination
    2024-12-26
Other Names
  • Carlos O Fonseca-Rodriguez

View on SEC IAPD

Other Firms

CETERA INVESTMENT ADVISERS LLC
CAMBRIDGE INVESTMENT RESEARCH ADVISORS, INC.
TRANSAMERICA FINANCIAL ADVISORS, LLC
WHITE OAK WEALTH MANAGEMENT
MML INVESTORS SERVICES, LLC
WELLS FARGO CLEARING SERVICES, LLC
WELLS FARGO ADVISORS FINANCIAL NETWORK, LLC
AMERIPRISE FINANCIAL SERVICES, LLC

Other Investors

KEVIN MICHAEL LINK
CHRISTOPHER ANTHONY SCHIPSKE
CHRISTOPHER ANTHONY SADOWSKI
YA MENG
EMELIA ADUTWUMWAA SARBENG
ZHIYUAN ZHANG
Yan Zhang
NIANKE MA

Other Offices

CETERA INVESTMENT ADVISERS LLC · COLUMBIA, MD
CAMBRIDGE INVESTMENT RESEARCH ADVISORS, INC. · Columbia , MD
TRANSAMERICA FINANCIAL ADVISORS, LLC · COLUMBIA, MD
CAMBRIDGE INVESTMENT RESEARCH ADVISORS, INC. · Columbia, MD
WHITE OAK WEALTH MANAGEMENT · COLUMBIA, MD
MML INVESTORS SERVICES, LLC · Columbia, MD
WHITE OAK WEALTH MANAGEMENT · COLUMBIA, MD
WELLS FARGO CLEARING SERVICES, LLC · COLUMBIA, MD

More in Columbia, MD

Reviews

Want to share your experience?

Sign in to leave a review
Loading reviews...

Reach out to this advisor