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Current Employers
Merrill Lynch, Pierce, Fenner & Smith Incorporated

One Bryant Park, New York, NY 10036 • United States

Current Registrations

AuthorityCategoryStatusDate
NC RA APPROVED 2025-08-21
TX RA APPROVED 2025-02-04
SC RA APPROVED 2025-01-02
  • NC RA
    APPROVED
    Since 2025-08-21
  • TX RA
    APPROVED
    Since 2025-02-04
  • SC RA
    APPROVED
    Since 2025-01-02

Branch Locations

12930 S Tryon St, Charlotte, NC 28278 • United States

150 N College St, Charlotte, NC 28255 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Merrill Lynch, Pierce, Fenner & Smith Incorporated Charlotte NC 06/2023 11/2024
Wells Fargo Charlotte NC 03/2023 05/2023
Chick-Fil-A Indian Trail NC 03/2020 04/2023
True Blue Window Cleaning Charlotte NC 05/2018 01/2020
Unemployed Charlotte NC 08/2002 04/2018
Central Piedmont Community College Charlotte NC 08/2018 07/2020
University Of North Carolina At Charlotte Charlotte NC 08/2020 12/2022
Unemployed Charlotte NC 02/2020 02/2020
Bank Of America, N.A. Rock Hill SC 11/2024 Present
Merrill Lynch, Pierce, Fenner & Smith Incorporated Rock Hill SC 11/2024 Present
  • 06/2023 → 11/2024
    Charlotte, NC
  • 03/2023 → 05/2023
    Wells Fargo
    Charlotte, NC
  • 03/2020 → 04/2023
    Chick-Fil-A
    Indian Trail, NC
  • 05/2018 → 01/2020
    True Blue Window Cleaning
    Charlotte, NC
  • 08/2002 → 04/2018
    Unemployed
    Charlotte, NC
  • 08/2018 → 07/2020
    Central Piedmont Community College
    Charlotte, NC
  • 08/2020 → 12/2022
    University Of North Carolina At Charlotte
    Charlotte, NC
  • 02/2020 → 02/2020
    Unemployed
    Charlotte, NC
  • 11/2024 → Present
    Bank Of America, N.A.
    Rock Hill, SC
  • 11/2024 → Present
    Rock Hill, SC
Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2024-12-27
  • S66 Uniform Combined State Law Examination
    2024-12-27
Other Names
  • Ben Mayo

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