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Ameriprise Financial Services, LLC CRD 6363
$660B regulatory AUM 124,349 advisory clients
Reported services (Item 5G)
From the firm’s Form ADV. Read the guides:
901 3Rd Avenue South, Minneapolis, MN 55402 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| CT | RA | APPROVED | 2026-08-20 |
| NY | RA | APPROVED | 2025-03-20 |
Branch Locations
427 Bedford Rd Ste 110, Pleasantville, NY 10570 • United States
2 disclosure categories reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Ameriprise Financial Services, Llc | Pleasantville | NY | 10/2024 | Present |
| Sportime Clubs Llc | Mamaroneck | NY | 01/2015 | 05/2021 |
| Sportime Clubs Llc | Mamaroneck | NY | 07/2022 | 10/2024 |
| Self-Employed | Mamaroneck | NY | 06/2021 | 06/2022 |
Outside Employment; Sportime Clubs LLC; I work occasionally as a tennis coach for Sportime Clubs LLC, averaging 1.5 to 3 hours per week (outside business hours). However, the schedule is not consistent, and there are weeks when I don't coach at all.; I work occasionally as a tennis coach for Sportime Clubs LLC, averaging 1.5 to 3 hours per week (outside business hours). However, the schedule is not consistent, and there are weeks when I don't coach at all.; 1 Boston Post Rd, , Harbor Island Park, Mamaroneck, NY, 10543; Not Investment-Related; 03/22/2025; 10 to 19 hours per month; 0 during trading hours. Other Business Activities; Ropcaf; Blog; 268 Greenwich, , Stamford, CT, 06902; Not Investment-Related; 06/01/2018; 1 to 9 hours per month; 0 during trading hours.
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2025-03-15 |
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