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Charles Andrew Hall

Mml Investors Services, LLC

Des Moines, WA

Seattle, WA

CRD 8002229

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Employer firm

Mml Investors Services, LLC CRD 10409

$116B regulatory AUM

Reported services (Item 5G)

  • Financial planning
  • Portfolio management (individuals)
  • Portfolio management (institutions)
  • Pension consulting
  • Selection of other advisers
  • Educational seminars

From the firm’s Form ADV. Read the guides:

Current Employers
Mml Investors Services, Llc

1295 State Street, Springfield, MA 01111-0001 • United States

Current Registrations

AuthorityCategoryStatusDate
WA RA APPROVED 2025-03-04
  • WA RA
    APPROVED
    Since 2025-03-04

Branch Locations

Des Moines, WA • United States

920 Fifth Avenue Suite 1600, Seattle, WA 98104 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Mml Investors Services, Llc Seattle WA 11/2024 Present
Massmutual Life Insurance Co Seattle WA 10/2024 Present
Dominos Kent WA 10/2019 10/2024
Central Washington University Ellensburg WA 09/2019 09/2023
Seattle Christan Schools Seatac WA 10/2014 06/2019
  • 11/2024 → Present
    Seattle, WA
  • 10/2024 → Present
    Massmutual Life Insurance Co
    Seattle, WA
  • 10/2019 → 10/2024
    Dominos
    Kent, WA
  • 09/2019 → 09/2023
    Central Washington University
    Ellensburg, WA
  • 10/2014 → 06/2019
    Seattle Christan Schools
    Seatac, WA
Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2025-01-10
  • S66 Uniform Combined State Law Examination
    2025-01-10
Other Names
  • Charles Hall
  • Charlie Andrew Hall

View on SEC IAPD

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