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Employer firm

Mml Investors Services, LLC CRD 10409

$116B regulatory AUM

Reported services (Item 5G)

  • Financial planning
  • Portfolio management (individuals)
  • Portfolio management (institutions)
  • Pension consulting
  • Selection of other advisers
  • Educational seminars

From the firm’s Form ADV. Read the guides:

Current Employers
Mml Investors Services, Llc

1295 State Street, Springfield, MA 01111-0001 • United States

Current Registrations

AuthorityCategoryStatusDate
IL RA APPROVED 2026-01-02
  • IL RA
    APPROVED
    Since 2026-01-02

Branch Locations

2150 E Lake Cook Road Suite 555, Buffalo Grove, IL 60089 • United States

Arlington Heights, IL • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Mml Investors Services Llc Buffalo Grove IL 10/2024 Present
Elk Grove High School Elk Grove Village IL 08/2014 05/2018
University Of Iowa Iowa City IA 08/2018 12/2022
Mt. Prospect Park District Mt. Prospect IL 05/2016 08/2017
Des Plaines Park District Des Plaines IL 06/2016 08/2018
Abercrombie & Fitch Schaumburg IL 03/2019 11/2020
Estella's Fresh Mex Iowa City IA 09/2019 11/2021
Ascent Nutrition Iowa City IA 07/2020 12/2022
Tagkast, Inc. Chicago IL 01/2023 11/2023
Aldi Schaumburg IL 04/2024 08/2024
Unemployed Des Plaines IL 12/2023 03/2024
Massmutual Life Insurance Company Buffalo Grove IL 08/2024 Present
  • 10/2024 → Present
    Buffalo Grove, IL
  • 08/2014 → 05/2018
    Elk Grove High School
    Elk Grove Village, IL
  • 08/2018 → 12/2022
    University Of Iowa
    Iowa City, IA
  • 05/2016 → 08/2017
    Mt. Prospect Park District
    Mt. Prospect, IL
  • 06/2016 → 08/2018
    Des Plaines Park District
    Des Plaines, IL
  • 03/2019 → 11/2020
    Abercrombie & Fitch
    Schaumburg, IL
  • 09/2019 → 11/2021
    Estella's Fresh Mex
    Iowa City, IA
  • 07/2020 → 12/2022
    Ascent Nutrition
    Iowa City, IA
  • 01/2023 → 11/2023
    Tagkast, Inc.
    Chicago, IL
  • 04/2024 → 08/2024
    Aldi
    Schaumburg, IL
  • 12/2023 → 03/2024
    Unemployed
    Des Plaines, IL
  • 08/2024 → Present
    Massmutual Life Insurance Company
    Buffalo Grove, IL
Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 2025-10-24
S63 Uniform Securities Agent State Law Examination 2025-04-25
  • S65 Uniform Investment Adviser Law Examination
    2025-10-24
  • S63 Uniform Securities Agent State Law Examination
    2025-04-25

View on SEC IAPD

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