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433 W. Van Buren Street 1100-D, Chicago, IL 60607 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| IL | RA | APPROVED | 2026-07-13 |
Branch Locations
433 W. Van Buren Street 1100-D, Chicago, IL 60607 • United States
360 S. Rosemary Ave Suite 1420, West Palm Beach, FL 33401 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| IL | RA | APPROVED | 2026-06-24 |
Branch Locations
433 W. Van Buren Suite 1100-D, Chicago, IL 60607 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Wolverine Trading, Llc. | Chicago | IL | 07/2001 | 03/2024 |
| Alps Distributors, Inc. | Denver | CO | 10/2024 | Present |
| Rivernorth Capital Management, Llc. | West Palm Beach | FL | 04/2024 | Present |
| Truemark Investments | Chicago | IL | 04/2024 | Present |
1. River North Capital Management; Investment-Related; 360 S. Rosemary Avenue, Suite 1420 West Palm Beach, FL 33401; Asset Management; Risk Manager; 4/1/2024; 60 HRS/MON; 50 HRS/MON During Trading Hours. 2. Truemark Investments; Investment-Related; 433 W Van Buren Street, 1100-D, Chicago, IL 60607; RIA; Portfolio Management ; 4/1/2024; 60 HRS/MON; 60 HRS/MON During Trading Hours.
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 2026-01-07 |
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