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600 Portland Avenue South, Minneapolis, MN 55415 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| TX | RA | APPROVED | 2026-06-12 |
| MN | RA | APPROVED | 2026-02-27 |
Branch Locations
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Pro Football Focus | Waconia | MN | 08/2021 | 09/2025 |
| 1 Micro | Waconia | MN | 05/2018 | 02/2020 |
| Doordash | San Francisco | CA | 03/2020 | 02/2021 |
| Shipt | Birmingham | AL | 08/2020 | 01/2021 |
| St John's University | Collegeville | MN | 08/2020 | 12/2023 |
| Tamarck Landscaping | Waconia | MN | 05/2021 | 08/2021 |
| Advantage Irrigation | Waconia | MN | 05/2022 | 08/2024 |
| Canterbury Park | Shakopee | MN | 05/2023 | 08/2023 |
| Shed And Fence Company | Watertown | MN | 06/2024 | 09/2024 |
| Betting Pros | Las Vegas | NV | 11/2021 | 11/2022 |
| Unemployed | Waconia | MN | 11/2014 | 04/2018 |
| Equitable Advisors, Llc | New York | NY | 01/2025 | 02/2026 |
| Thrivent Investment Management Inc | Waconia | MN | 02/2026 | Present |
| Thrivent Financial | Appleton | WI | 03/2026 | Present |
WACONIA HOCKEY ASSOCIATION, COACH POSITION: Head Coach NATURE: The Waconia Hockey Association is a nonprofit, community-based organization focused on promoting and developing youth ice hockey in Waconia and surrounding areas. It provides structured hockey programs for boys and girls that emphasize skill development, teamwork, sportsmanship, and a safe, fun playing environment. INVESTMENT RELATED: No NUMBER OF HOURS: 30 SECURITIES TRADING HOURS: 3 START DATE: 10/01/2026 ADDRESS: 1250 Oak Ave, Waconia MN 55387, United States DESCRIPTION: Attend practices and games. Coach the players. Build lineups and practice plans. WACONIA FOOTBALL, COACH POSITION: Assistant Coach NATURE: The Waconia High School Football program is part of the school's athletics department and provides student-athletes with the opportunity to compete in interscholastic football while representing the Waconia Wildcats. The program focuses on athletic development, teamwork, and school/community engagement as part of the broader mission of Waconia High School to develop well-rounded, responsible students INVESTMENT RELATED: No NUMBER OF HOURS: 30 SECURITIES TRADING HOURS: 4 START DATE: 08/10/2026 ADDRESS: 512 Industrial Blvd, Waconia MN 55387, United States DESCRIPTION: Attend practices and games. Coach the players.
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2024-12-27 |
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