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501 N Broadway, St Louis, MO 63102 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| TX | RA | APPROVED | 2025-06-27 |
| WI | RA | APPROVED | 2025-01-14 |
Branch Locations
5439 Durand Avenue Suite 240, Racine, WI 53406 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Carthage College | Kenosha | WI | 01/2020 | 10/2024 |
| Johnson Financial Group | Racine | WI | 01/2015 | 06/2019 |
| Success Realtors | Kenosha | WI | 10/2016 | 11/2019 |
| Stifel | Racine | WI | 10/2024 | Present |
1. Kenosha Country Club Foundation, Inc.; 500 13th Ave, P.O. Box 249 Kenosha, WI 53141; Foundation for Kenosha Country Club; Secretary of Foundation; Meeting Minutes, vote on projects, fundraising initiatives; 12/31/2025; 2hrs/mth; Not during securities trading hours; Not investment related 2. Boys & Girls Club of Kenosha; 1330 52nd Street Kenosha, WI 53140; Boys & Girls Club is a youth guidance organization dedicated to promoting health, social, educational, vocational, cultural; Board Member; Generally oversee the finances and programs of the club. (29 total board members). Primary responsibility is to promote awareness for needs of the club including general fundraising and ticket sales/ volunteer support for events; 04/28/2026; 2hrs/mth; Not during securities trading hours; Not investment related
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2025-01-13 |
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