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Current Employers
Principal Securities, Inc.

711 High Street, Des Moines, IA 50392 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED 2025-05-13
  • TX RA
    APPROVED
    Since 2025-05-13

Branch Locations

5080 Spectrum Dr Ste 1200E, Addison, TX 75001 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Unemployed Chatham IL 05/2024 01/2025
University Of Iowa Iowa City IA 08/2020 05/2024
Bread Garden Market Iowa City IA 08/2020 12/2021
Burge Dining Hall Iowa City IA 08/2020 08/2021
Unemployed Chatham IL 05/2020 08/2020
Glenwood High School Chatham IL 08/2016 05/2020
Equitable Advisors, Llc New York NY 01/2025 05/2025
Principal Securities, Inc. Addison TX 05/2025 Present
Principal Life Insurance Company Addison TX 05/2025 Present
  • 05/2024 → 01/2025
    Unemployed
    Chatham, IL
  • 08/2020 → 05/2024
    University Of Iowa
    Iowa City, IA
  • 08/2020 → 12/2021
    Bread Garden Market
    Iowa City, IA
  • 08/2020 → 08/2021
    Burge Dining Hall
    Iowa City, IA
  • 05/2020 → 08/2020
    Unemployed
    Chatham, IL
  • 08/2016 → 05/2020
    Glenwood High School
    Chatham, IL
  • 01/2025 → 05/2025
    New York, NY
  • 05/2025 → Present
    Addison, TX
  • 05/2025 → Present
    Principal Life Insurance Company
    Addison, TX
Previous Registrations
Other Businesses

INSURANCE POSITION: Agent NATURE: null INVESTMENT RELATED: Yes NUMBER OF HOURS: 16 SECURITIES TRADING HOURS: 16 START DATE: 01/27/2025 ADDRESS: 5080 Spectrum Drive, Suite 1200E, Addison TX 75001, United States DESCRIPTION: Sales and service of outside fixed insurance, including life, annuities, DI, LTC, health and group insurance.

Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2024-11-15
  • S66 Uniform Combined State Law Examination
    2024-11-15

View on SEC IAPD

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