David Paul Kleiber

Employer firm

Cetera Investment Advisers LLC CRD 105644

$257B regulatory AUM 24,019 advisory clients

Reported services (Item 5G)

Financial planning
Portfolio management (individuals)
Portfolio management (institutions)
Pension consulting
Selection of other advisers
Educational seminars

From the firm’s Form ADV. Read the guides:

Current Employers

Cetera Investment Advisers Llc

1450 American Lane 6Th Floor, Suite 650, Schaumburg, IL 60173-2096 • United States

Current Registrations

Authority	Category	Status	Date
TX	RA	APPROVED	2024-03-21
CO	RA	APPROVED	2021-09-14

TX RA
APPROVED

Since 2024-03-21
CO RA
APPROVED

Since 2021-09-14

Branch Locations

Centennial, CO • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

Regulatory action No
Criminal No
Bankruptcy No
Civil judicial No
Bond No
Judgment / lien No
Investigation No
Customer complaint No
Termination No

Employment History

Organization	City	State	From	To
Cetera Advisors Llc	Denver	CO	02/2013	Present
Cetera Financial Group	El Segundo	CA	02/2013	Present
First Allied Securities Inc	San Diego	CA	02/2013	09/2022
Cetera Investment Advisers Llc	Centennial	CO	03/2024	Present

02/2013 → Present

Cetera Advisors Llc

Denver, CO
02/2013 → Present

Cetera Financial Group

El Segundo, CA
02/2013 → 09/2022

First Allied Securities Inc

San Diego, CA
03/2024 → Present

Cetera Investment Advisers Llc

Centennial, CO

Other Businesses

1. NAME OF OTHER BUSINESS: RENTAL PROPERTY INVESTMENT RELATED: NO ADDRESS: 16678 EAST PRENTICE AVE. CENTENNIAL, CO 80015 NATURE OF BUSINESS: RENTAL PROPERTY START DATE: 04/01/2016 POSITION/TITLE/RELATIONSHIP: OWNER APX NUMBER OF HOURS PER WEEK: 1-2 APX NUMBER OF HOURS DURING TRADING HOURS: VARIES BRIEF DESCRIPTION OF DUTIES: OWNERSHIP OF RENTAL PROPERTY

Exams

Code	Exam	Date
S66	Uniform Combined State Law Examination	2013-07-09
S63	Uniform Securities Agent State Law Examination	2005-07-14

S66 Uniform Combined State Law Examination

2013-07-09
S63 Uniform Securities Agent State Law Examination

2005-07-14

View on SEC IAPD