Best Investors Account Sign in

Grace Whitty

Ubs Financial Services Inc.

Weehawken, NJ

Dallas, TX

CRD 8000404

Claim This Profile
Employer firm

Ubs Financial Services Inc. CRD 8174

$916B regulatory AUM 18,245 advisory clients

Reported services (Item 5G)

  • Financial planning
  • Portfolio management (individuals)
  • Portfolio management (institutions)
  • Pension consulting
  • Selection of other advisers
  • Periodicals / newsletters

From the firm’s Form ADV. Read the guides:

Current Employers
Ubs Financial Services Inc.

1200 Harbor Boulevard, Weehawken, NJ 07086 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED 2026-05-07
  • TX RA
    APPROVED
    Since 2026-05-07

Branch Locations

1000 & 1200 Harbor Blvd., Weehawken, NJ 07086 • United States

100 Crescent Court Suite 600, Dallas, TX 75201 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Seaforth Boat Rentals Coronado CA 06/2020 09/2021
Cal Poly Athletics San Luis Obispo CA 09/2022 05/2023
Qualcomm San Diego CA 06/2023 09/2023
Stifel Washington DC 10/2024 11/2025
Unemployed San Diego CA 01/2015 06/2020
Unemployed San Luis Obispo CA 10/2023 09/2024
Unemployed San Luis Obispo CA 09/2021 09/2022
Ubs Financial Services Inc. Dallas TX 01/2026 Present
  • 06/2020 → 09/2021
    Seaforth Boat Rentals
    Coronado, CA
  • 09/2022 → 05/2023
    Cal Poly Athletics
    San Luis Obispo, CA
  • 06/2023 → 09/2023
    Qualcomm
    San Diego, CA
  • 10/2024 → 11/2025
    Stifel
    Washington, DC
  • 01/2015 → 06/2020
    Unemployed
    San Diego, CA
  • 10/2023 → 09/2024
    Unemployed
    San Luis Obispo, CA
  • 09/2021 → 09/2022
    Unemployed
    San Luis Obispo, CA
  • 01/2026 → Present
    Ubs Financial Services Inc.
    Dallas, TX
Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2026-05-07
  • S66 Uniform Combined State Law Examination
    2026-05-07

View on SEC IAPD

More in Weehawken, NJ

Reviews
No reviews yet

Want to share your experience?

Sign in to leave a review
Loading reviews...

Reach out to this advisor