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155 Seaport Blvd, Boston, MA 02210-2698 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| CA | RA | APPROVED | 2026-03-17 |
| TX | RA | APPROVED | 2026-03-17 |
Branch Locations
San Gabriel, CA • United States
123-127 South Lake Ave., Pasadena, CA 91101-2604 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Unemployed | San Gabriel | CA | 12/2021 | 04/2022 |
| Huntington Education | South Pasadena | CA | 08/2021 | 12/2021 |
| Fidelity Investments | Salt Lake City | UT | 03/2025 | Present |
| Wells Fargo Advisors (Via Us Tech Solutions) | Pasadena | CA | 10/2024 | 01/2025 |
| Federal Bureau Of Investigation | Las Vegas | NV | 04/2022 | 03/2024 |
| Unemployed | San Gabriel | CA | 01/2025 | 03/2025 |
| Unemployed | San Gabriel | CA | 03/2024 | 10/2024 |
| Unemployed | San Gabriel | CA | 01/2005 | 08/2021 |
| Kumon | Temple City | CA | 09/2021 | 12/2021 |
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 2026-03-06 |
| S63 | Uniform Securities Agent State Law Examination | 2025-05-15 |
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