Seth Michael Pietrini

Employer firm

Raymond James Financial Services Advisors, Inc CRD 149018

$390B regulatory AUM 5,542 advisory clients

Reported services (Item 5G)

• Financial planning
• Portfolio management (individuals)
• Portfolio management (institutions)
• Pension consulting
• Selection of other advisers
• Educational seminars

From the firm’s Form ADV. Read the guides:

• Item 5F — Regulatory AUM
• Item 5G — Advisory services
• Full firm profile

Current Employers

Employment History

• 08/2006 → 08/2021
  Powershares Capital Management
  Wheaton, IL
• 09/2006 → 08/2021
  A I M Distributors, Inc.
  Wheaton, IL
• 07/2015 → 08/2021
  Invesco Advisers, Inc.
  Atlanta, GA
• 09/2021 → Present
  Raymond James Financial Services
  Warrenville, IL
• 09/2021 → Present
  Raymond James Financial Services Advisors
  Warrenville, IL
• 09/2021 → Present
  Leacy Wealth Advisors
  Warrenville, IL

Previous Registrations

• 2015-07-24 → 2021-09-21
  Invesco Advisers, Inc.
  Downers Grove, IL
  Atlanta, GA
• 2021-09-15 → 2021-09-16
  Raymond James Financial Services Advisors, Inc
  Warrenville, IL

Other Businesses

(1)Name of Business: Legacy Wealth Advisors Address: 4200 Cantera Drive, Warrenville, IL, 60555, United States Activity Type: Support Company - Owner Position/Title: Other Investment Related: No Start Date: 09/20/2021 Hours per month devoted to this business: 21-40 Hours per month devoted to this business during trading hours: 21-40 Description of duties: Operations and Office Manager

Exams

• S65 Uniform Investment Adviser Law Examination
  2015-07-23
• S63 Uniform Securities Agent State Law Examination
  2006-09-22