Sergio Guerra

Employer firm

LPl Financial LLC CRD 6413

$819B regulatory AUM 209,600 advisory clients

Reported services (Item 5G)

• Financial planning
• Portfolio management (individuals)
• Portfolio management (institutions)
• Educational seminars
• CONSULTING AND OTHER NON-DISCRETIONARY ADVISORY SERVICES

From the firm’s Form ADV. Read the guides:

• Item 5F — Regulatory AUM
• Item 5G — Advisory services
• Full firm profile

Current Employers

Employment History

• 07/2024 → 10/2025
  Massmutual Life Insurance Company
  Southfield, MI
• 06/2025 → 10/2025
  Mml Investors Services, Llc
  Southfield, MI
• 01/2022 → 01/2024
  Michigan State University
  East Lansing, MI
• 05/2020 → 09/2022
  Eldorado Tile And Marble
  Sterling Heights, MI
• 09/2016 → 05/2020
  Rochester High School
  Rochester, MI
• 08/2020 → 05/2024
  Michigan State University
  East Lansing, MI
• 10/2025 → Present
  Lpl Financial Llc
  Southfield, MI

Other Businesses

1. 10/2025 - Goldcrest Financial Services - DBA for LPL Business (entity for LPL business) - Inv Related - 160 Hour(s)/Month - 160 Hour(s) During Trading - At Reported business location(s) - OBA Start Date: 10/22/2025 2. 10/2025 - Non-Variable Insurance - Non-Variable Insurance - Inv Related - 160 Hour(s)/Month - 160 Hour(s) During Trading - Southfield, MI, 48034 - OBA Start Date: 10/20/2025

Exams

• S65 Uniform Investment Adviser Law Examination
  2026-03-31
• S63 Uniform Securities Agent State Law Examination
  2025-08-05