Michael Adam Sitzman

Current Employers

Diamond Client Group, Llc

9595 Six Pines Drive Suite 6200, The Woodlands, TX 77380 • United States

Current Registrations

Authority	Category	Status	Date
TX	RA	APPROVED	2021-10-29

TX RA
APPROVED

Since 2021-10-29

Branch Locations

9595 Six Pines Drive Suite 6200, The Woodlands, TX 77380 • United States

Katy, TX • United States

Disclosures

1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.

Regulatory action No
Criminal No
Bankruptcy No
Civil judicial No
Bond No
Judgment / lien No
Investigation No
Customer complaint Yes
Termination No

Employment History

Organization	City	State	From	To
Mass Mutual Life Insurance Company	Houston	TX	03/2016	10/2021
Mml Investor Services, Llc	Houston	TX	03/2016	10/2021
Diamond Client Group, Llc	The Woodlands	TX	10/2021	Present
Peak Brokerage Services, Llc	Jupiter	FL	11/2021	05/2022

03/2016 → 10/2021

Mass Mutual Life Insurance Company

Houston, TX
03/2016 → 10/2021

Mml Investor Services, Llc

Houston, TX
10/2021 → Present

Diamond Client Group, Llc

The Woodlands, TX
11/2021 → 05/2022

Peak Brokerage Services, Llc

Jupiter, FL

Previous Registrations

2016-04-13 → 2021-10-26

Mml Investors Services, Llc

The Woodlands, TX

Houston, TX

Houston, TX
2011-10-26 → 2016-03-23

Park Avenue Securities Llc

Houston, TX
2010-11-16 → 2011-04-27

Cambridge Investment Research Advisors, Inc.

Houston, TX
2005-11-04 → 2010-11-03

Ameriprise Financial Services, Llc

Sugar Land, TX

The Woodlands, TX

Houston, TX

Exams

Code	Exam	Date
S66	Uniform Combined State Law Examination	2005-11-03

S66 Uniform Combined State Law Examination

2005-11-03