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Current Employers
Twin Peaks Wealth Advisors

San Francisco, CA • United States

Current Registrations

AuthorityCategoryStatusDate
NY RA APPROVED 2024-10-22
  • NY RA
    APPROVED
    Since 2024-10-22

Branch Locations

New York, NY • United States

San Francisco, CA • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Twin Peaks Wealth Advisors, Llc New York NY 10/2024 Present
Unemployed Los Angeles CA 07/2023 09/2024
Ernst & Young Llp San Francisco CA 10/2020 06/2023
Cal Poly San Luis Obispo Corporation San Luis Obispo CA 09/2018 06/2020
California Polytechnic State University San Luis Obispo CA 08/2016 06/2020
Unemployed New York NY 06/2020 10/2020
  • 10/2024 → Present
    Twin Peaks Wealth Advisors, Llc
    New York, NY
  • 07/2023 → 09/2024
    Unemployed
    Los Angeles, CA
  • 10/2020 → 06/2023
    Ernst & Young Llp
    San Francisco, CA
  • 09/2018 → 06/2020
    Cal Poly San Luis Obispo Corporation
    San Luis Obispo, CA
  • 08/2016 → 06/2020
    California Polytechnic State University
    San Luis Obispo, CA
  • 06/2020 → 10/2020
    Unemployed
    New York, NY
Other Businesses

1. Twin Peaks Insurance Services, LLC; Investment-Related; Virtually, At People's Homes; Non-Variable Insurance; Agent; Start Date 10/14/2024; Approximately 4 hours per Month with 1 Hour During Securities Trading.

Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 2024-10-08
  • S65 Uniform Investment Adviser Law Examination
    2024-10-08

View on SEC IAPD

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