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San Francisco, CA • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| NY | RA | APPROVED | 2024-10-22 |
Branch Locations
San Francisco, CA • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Twin Peaks Wealth Advisors, Llc | New York | NY | 10/2024 | Present |
| Unemployed | Los Angeles | CA | 07/2023 | 09/2024 |
| Ernst & Young Llp | San Francisco | CA | 10/2020 | 06/2023 |
| Cal Poly San Luis Obispo Corporation | San Luis Obispo | CA | 09/2018 | 06/2020 |
| California Polytechnic State University | San Luis Obispo | CA | 08/2016 | 06/2020 |
| Unemployed | New York | NY | 06/2020 | 10/2020 |
1. Twin Peaks Insurance Services, LLC; Investment-Related; Virtually, At People's Homes; Non-Variable Insurance; Agent; Start Date 10/14/2024; Approximately 4 hours per Month with 1 Hour During Securities Trading.
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 2024-10-08 |
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