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Current Employers
Lpl Financial Llc

1055 Lpl Way, Fort Mill, SC 29715 • United States

Current Registrations

AuthorityCategoryStatusDate
NC RA APPROVED 2025-08-14
GA RA APPROVED 2025-07-09
  • NC RA
    APPROVED
    Since 2025-08-14
  • GA RA
    APPROVED
    Since 2025-07-09

Branch Locations

3120 S Church St Ste 101, Burlington, NC 27215 • United States

Statesboro, GA • United States

4707 Executive Dr, San Diego, CA 92121-3091 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Federal Bureau Of Investigation Washington, Dc DC 10/2003 Present
Lpl Financial Statesboro GA 10/2024 Present
  • 10/2003 → Present
    Federal Bureau Of Investigation
    Washington, Dc, DC
  • 10/2024 → Present
    Lpl Financial
    Statesboro, GA
Other Businesses

1) 03/2025 - Fisher Wealth Management / DBA for LPL Business (entity for LPL business) Inv Related / At reported business location (s) 160 Hrs per month - 100% Time Spent 2) 03/2025 - Federal Bureau of Investigation / Outside/W-2 Employment / Non Inv Related / Statesboro, GA / Start date 10/05/2003

Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2025-07-05
  • S66 Uniform Combined State Law Examination
    2025-07-05

View on SEC IAPD

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