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Current Employers
Cetera Investment Advisers Llc

1450 American Lane 6Th Floor, Suite 650, Schaumburg, IL 60173-2096 • United States

Current Registrations

AuthorityCategoryStatusDate
OH RA APPROVED 2025-10-17
  • OH RA
    APPROVED
    Since 2025-10-17

Branch Locations

27 E. Coshocton Street, Johnstown, OH 43031 • United States

New Albany, OH • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Post Holdings New Albany OH 01/2015 03/2025
Ce Williams Financial Group Johnstown OH 04/2025 Present
Cetera Wealth Services, Llc El Segundo CA 09/2025 10/2025
Cetera Investment Advisers Llc Schaumburg IL 10/2025 Present
Cetera Wealth Services, Llc El Segundo CA 01/2026 Present
  • 01/2015 → 03/2025
    Post Holdings
    New Albany, OH
  • 04/2025 → Present
    Ce Williams Financial Group
    Johnstown, OH
  • 09/2025 → 10/2025
    Cetera Wealth Services, Llc
    El Segundo, CA
  • 10/2025 → Present
    Schaumburg, IL
  • 01/2026 → Present
    Cetera Wealth Services, Llc
    El Segundo, CA
Other Businesses

1. NAME OF OTHER BUSINESS: CE WILLIAMS FINANCIAL GROUP INVESTMENT RELATED: YES ADDRESS: SAME AS REGISTERED LOCATION NATURE OF BUSINESS: FINANCIAL SERVICES START DATE: 04/2025 POSITION/TITLE/RELATIONSHIP: FINANCIAL PROFESSIONAL APX NUMBER OF HOURS PER WEEK: 20 APX NUMBER OF HOURS DURING TRADING HOURS: 20 BRIEF DESCRIPTION OF DUTIES: PROVIDE FINANCIAL SERVICES

Exams
CodeExamDate
S63 Uniform Securities Agent State Law Examination 2025-12-13
S65 Uniform Investment Adviser Law Examination 2025-09-08
  • S63 Uniform Securities Agent State Law Examination
    2025-12-13
  • S65 Uniform Investment Adviser Law Examination
    2025-09-08

View on SEC IAPD

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