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Inactive

Trey Daniel Roach

The Dala Group, LLC

Hoffman Estates, IL

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Current Employers
The Dala Group, Llc

2800 W. Higgins Rd. Ste. 895, Hoffman Estates, IL 60169 • United States

Current Registrations

AuthorityCategoryStatusDate
IL RA APPROVED 2024-10-17
  • IL RA
    APPROVED
    Since 2024-10-17

Branch Locations

2800 W. Higgins Rd. Ste. 895, Hoffman Estates, IL 60169 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Kapco Futures Elgin IL 05/2023 08/2023
North Central College Naperville IL 09/2021 08/2024
Hyvee Sycamore IL 06/2021 08/2021
Education Naperville IL 08/2020 05/2021
Acquaviva Winery Maple Park IL 05/2017 08/2020
The Dala Group, Llc Hoffman Estates IL 10/2024 Present
Education Naperville IL 09/2014 05/2017
  • 05/2023 → 08/2023
    Kapco Futures
    Elgin, IL
  • 09/2021 → 08/2024
    North Central College
    Naperville, IL
  • 06/2021 → 08/2021
    Hyvee
    Sycamore, IL
  • 08/2020 → 05/2021
    Education
    Naperville, IL
  • 05/2017 → 08/2020
    Acquaviva Winery
    Maple Park, IL
  • 10/2024 → Present
    The Dala Group, Llc
    Hoffman Estates, IL
  • 09/2014 → 05/2017
    Education
    Naperville, IL
Other Businesses

Insurance Licensed Life and Health

Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 2024-09-26
  • S65 Uniform Investment Adviser Law Examination
    2024-09-26

View on SEC IAPD

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