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Current Employers
Lpl Financial Llc

1055 Lpl Way, Fort Mill, SC 29715 • United States

Current Registrations

AuthorityCategoryStatusDate
NY RA APPROVED 2025-11-06
  • NY RA
    APPROVED
    Since 2025-11-06

Branch Locations

361 Delaware Avenue, Buffalo, NY 14202 • United States

Lawley Retirement Advisors

361 Delaware Avenue, Buffalo, NY 14202 • United States

Current Registrations

AuthorityCategoryStatusDate
NY RA APPROVED 2025-09-16
  • NY RA
    APPROVED
    Since 2025-09-16

Branch Locations

361 Delaware Avenue, Buffalo, NY 14202 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Key Investment Services, Llc Brooklyn OH 10/2024 07/2025
Keybank Buffalo NY 10/2021 10/2024
Gannon University Erie PA 08/2016 05/2021
Autumn Paving Buffalo NY 05/2014 10/2021
Keybank Buffalo NY 10/2024 07/2025
Lawley Retirement Advisors, Llc Buffalo NY 07/2025 Present
Lawley, Llc Buffalo CA 07/2025 Present
Lpl Financial Buffalo NY 11/2025 Present
  • 10/2024 → 07/2025
    Key Investment Services, Llc
    Brooklyn, OH
  • 10/2021 → 10/2024
    Keybank
    Buffalo, NY
  • 08/2016 → 05/2021
    Gannon University
    Erie, PA
  • 05/2014 → 10/2021
    Autumn Paving
    Buffalo, NY
  • 10/2024 → 07/2025
    Keybank
    Buffalo, NY
  • 07/2025 → Present
    Lawley Retirement Advisors, Llc
    Buffalo, NY
  • 07/2025 → Present
    Lawley, Llc
    Buffalo, CA
  • 11/2025 → Present
    Lpl Financial
    Buffalo, NY
Other Businesses

1- 10/2025 / Georgetown Lawley Group / DBA for LPL Business (entity for LPL business) / Investment Related / 160 hrs mth / 104 hrs during trading / At reported business location(s) 2- 11/18/2025 - Lawley Retirement Advisors - Registered Investment Advisor - Admin - Investment Related - At Reported Business Location(s) - Start Date 07/22/2025 - 160 hours per month/ 104 hours during trading - I provide administrative support to Lawley Retirement Advisors, an independent investment advisor firm. I started this business activity in 7/2025. I expect to spend approximately 160 hours per month on this activity. Please see the advisory firm¿s Form ADV for more information about its address, the nature of its business, its owners, and its services at http://www.adviserinfo.sec.gov/IAPD. The firm is separate from and independent of LPL Financial.

Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 2025-09-16
S63 Uniform Securities Agent State Law Examination 2024-11-19
  • S65 Uniform Investment Adviser Law Examination
    2025-09-16
  • S63 Uniform Securities Agent State Law Examination
    2024-11-19
Other Names
  • Ben Verrico
  • Bernard Verrico

View on SEC IAPD

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