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1055 Lpl Way, Fort Mill, SC 29715 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| NY | RA | APPROVED | 2025-11-06 |
Branch Locations
361 Delaware Avenue, Buffalo, NY 14202 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| NY | RA | APPROVED | 2025-09-16 |
Branch Locations
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Key Investment Services, Llc | Brooklyn | OH | 10/2024 | 07/2025 |
| Keybank | Buffalo | NY | 10/2021 | 10/2024 |
| Gannon University | Erie | PA | 08/2016 | 05/2021 |
| Autumn Paving | Buffalo | NY | 05/2014 | 10/2021 |
| Keybank | Buffalo | NY | 10/2024 | 07/2025 |
| Lawley Retirement Advisors, Llc | Buffalo | NY | 07/2025 | Present |
| Lawley, Llc | Buffalo | CA | 07/2025 | Present |
| Lpl Financial | Buffalo | NY | 11/2025 | Present |
1- 10/2025 / Georgetown Lawley Group / DBA for LPL Business (entity for LPL business) / Investment Related / 160 hrs mth / 104 hrs during trading / At reported business location(s) 2- 11/18/2025 - Lawley Retirement Advisors - Registered Investment Advisor - Admin - Investment Related - At Reported Business Location(s) - Start Date 07/22/2025 - 160 hours per month/ 104 hours during trading - I provide administrative support to Lawley Retirement Advisors, an independent investment advisor firm. I started this business activity in 7/2025. I expect to spend approximately 160 hours per month on this activity. Please see the advisory firm¿s Form ADV for more information about its address, the nature of its business, its owners, and its services at http://www.adviserinfo.sec.gov/IAPD. The firm is separate from and independent of LPL Financial.
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 2025-09-16 |
| S63 | Uniform Securities Agent State Law Examination | 2024-11-19 |
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