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600 Portland Avenue South, Minneapolis, MN 55415 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| DC | RA | APPROVED | 2026-03-05 |
| OK | RA | APPROVED | 2026-03-04 |
| TX | RA | APPROVED | 2026-03-04 |
| FL | RA | APPROVED | 2026-02-10 |
Branch Locations
Fort Myers, FL • United States
600 Portland Ave S Msc 7100, Minneapolis, MN 55415 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| The Vanguard Group, Inc. | Charlotte | NC | 07/2025 | 12/2025 |
| Retirement Plan Consulting Group | Charlotte | NC | 10/2024 | 06/2025 |
| Target | Huntersville | NC | 06/2022 | 10/2024 |
| Western Carolina University | Cullowhee | NC | 08/2020 | 08/2024 |
| Barron Collier High School | Naples | FL | 08/2016 | 12/2018 |
| Ardrey Kell High School | Charlotte | NC | 12/2018 | 06/2020 |
| Vanguard Marketing Corporation | Charlotte | NC | 07/2025 | 12/2025 |
| Thrivent Investment Management Inc | Minneapolis | MN | 12/2025 | Present |
| Thrivent Financial | Appleton | WI | 12/2025 | Present |
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2026-02-06 |
| S63 | Uniform Securities Agent State Law Examination | 2025-09-04 |
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