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Inactive

Samuel Robert Corr

First Trust Advisors LP

Waltham, MA

Wheaton, IL

CRD 7997606

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Employer firm

First Trust Advisors LP CRD 107027

$309B regulatory AUM

Reported services (Item 5G)

  • Portfolio management (individuals)
  • Portfolio management (investment companies)
  • Portfolio management (pooled vehicles)
  • Portfolio management (institutions)
  • Selection of other advisers
  • Periodicals / newsletters

From the firm’s Form ADV. Read the guides:

Current Employers
First Trust Advisors Lp

120 E. Liberty Drive Suite 400, Wheaton, IL 60187 • United States

Current Registrations

AuthorityCategoryStatusDate
MA RA APPROVED 2025-01-31
IL RA APPROVED 2024-11-01
  • MA RA
    APPROVED
    Since 2025-01-31
  • IL RA
    APPROVED
    Since 2024-11-01

Branch Locations

Waltham, MA • United States

120 E. Liberty Drive Suite 400, Wheaton, IL 60187 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
First Trust Advisors L.P. Wheaton IL 10/2024 Present
First Trust Direct Indexing Boston MA 05/2021 Present
Northeastern University Boston MA 01/2021 05/2021
Arrowstreet Capital Boston MA 07/2020 12/2020
Northeastern University Boston MA 01/2020 07/2020
Wellington Management Boston MA 06/2019 01/2020
Northeastern University Boston MA 01/2019 06/2019
Wellington Management Boston MA 06/2018 01/2019
Northeastern University Boston MA 09/2016 06/2018
  • 10/2024 → Present
    First Trust Advisors L.P.
    Wheaton, IL
  • 05/2021 → Present
    First Trust Direct Indexing
    Boston, MA
  • 01/2021 → 05/2021
    Northeastern University
    Boston, MA
  • 07/2020 → 12/2020
    Arrowstreet Capital
    Boston, MA
  • 01/2020 → 07/2020
    Northeastern University
    Boston, MA
  • 06/2019 → 01/2020
    Wellington Management
    Boston, MA
  • 01/2019 → 06/2019
    Northeastern University
    Boston, MA
  • 06/2018 → 01/2019
    Wellington Management
    Boston, MA
  • 09/2016 → 06/2018
    Northeastern University
    Boston, MA
Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 2024-11-01
  • S65 Uniform Investment Adviser Law Examination
    2024-11-01

View on SEC IAPD

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