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Thomas Cook

Wells Fargo Advisors Financial Network, LLC

Charlotte, NC

CRD 7997605

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Employer firm

Wells Fargo Advisors Financial Network, LLC CRD 11025

$252B regulatory AUM 2,990 advisory clients

Reported services (Item 5G)

  • Financial planning
  • Portfolio management (individuals)
  • Portfolio management (institutions)
  • Pension consulting
  • Selection of other advisers
  • INVESTMENT CONSULTING SERVICES TO INSTITUTIONAL CLIENTS

From the firm’s Form ADV. Read the guides:

Current Employers
Wells Fargo Advisors Financial Network, Llc

One North Jefferson Avenue Mail Code: H0004-05E, St. Louis, MO 63103-2205 • United States

Current Registrations

AuthorityCategoryStatusDate
NC RA APPROVED 2025-09-26
  • NC RA
    APPROVED
    Since 2025-09-26

Branch Locations

6135 Park South Drive Suite 576 5Th Fl, Charlotte, NC 28210 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Wells Fargo Advisors Financial Network, Llc Charlotte NC 03/2025 Present
Lpl Financial Fort Mill SC 10/2024 02/2025
Sonic Automotive Charlotte NC 06/2023 08/2023
Clemson University Clemson SC 08/2020 05/2024
Bistro 217 Pawleys Island SC 05/2017 08/2020
Unemployed Pawleys Island SC 01/2014 04/2017
Unemployed Charlotte NC 06/2024 09/2024
  • 03/2025 → Present
    Wells Fargo Advisors Financial Network, Llc
    Charlotte, NC
  • 10/2024 → 02/2025
    Lpl Financial
    Fort Mill, SC
  • 06/2023 → 08/2023
    Sonic Automotive
    Charlotte, NC
  • 08/2020 → 05/2024
    Clemson University
    Clemson, SC
  • 05/2017 → 08/2020
    Bistro 217
    Pawleys Island, SC
  • 01/2014 → 04/2017
    Unemployed
    Pawleys Island, SC
  • 06/2024 → 09/2024
    Unemployed
    Charlotte, NC
Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2025-09-26
  • S66 Uniform Combined State Law Examination
    2025-09-26

View on SEC IAPD

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FIRST TRYON ADVISORS · CHARLOTTE, NC
MUIRFIELD WEALTH ADVISORS LLC · CHARLOTTE, NC
MAI CAPITAL MANAGEMENT, LLC · Charlotte, NC

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