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Current Employers
Cetera Investment Advisers Llc

1450 American Lane 6Th Floor, Suite 650, Schaumburg, IL 60173-2096 • United States

Current Registrations

AuthorityCategoryStatusDate
IN RA APPROVED 2025-01-02
  • IN RA
    APPROVED
    Since 2025-01-02

Branch Locations

930 East 66Th St, Indianapolis, IN 46220 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Ascension Saint Vincent Hospital Indianapolis IN 08/2014 Present
Bobby Plump And Associates Indianapolis IN 10/2024 Present
Cetera Wealth Services, Llc El Segundo CA 10/2024 Present
Cetera Investment Advisers Llc Schaumburg IL 01/2025 Present
Plump Family Financial Indianapolis IN 01/2025 Present
  • 08/2014 → Present
    Ascension Saint Vincent Hospital
    Indianapolis, IN
  • 10/2024 → Present
    Bobby Plump And Associates
    Indianapolis, IN
  • 10/2024 → Present
    Cetera Wealth Services, Llc
    El Segundo, CA
  • 01/2025 → Present
    Schaumburg, IL
  • 01/2025 → Present
    Plump Family Financial
    Indianapolis, IN
Other Businesses

1. NAME OF OTHER BUSINESS: BOBBY PLUMP AND ASSOCIATES; INVESTMENT RELATED: YES; ADDRESS: SAME AS REGISTERED LOCATION; NATURE OF BUSINESS: SECURITIES AND INVESTMENT SERVICES; START DATE: 10/2024; POSITION/TITLE/RELATIONSHIP: LICENSED ASSISTANT; APX NUMBER OF HOURS PER WEEK: 40; APX NUMBER OF HOURS DURING TRADING HOURS: 40; BRIEF DESCRIPTION OF DUTIES: CREATION OF NEW BUSINESS AND THE SERVICING OF THE BUSINESS; 2. NAME OF OTHER BUSINESS: ASCENSION SAINT VINCENT HOSPITAL; INVESTMENT RELATED: NO; ADDRESS: INDIANAPOLIS, IN; NATURE OF BUSINESS: HEALTHCARE; START DATE: 08/2014; POSITION/TITLE/RELATIONSHIP: PEDIATRIC ICU NURSE PRACTITIONER; APX NUMBER OF HOURS PER WEEK: 12; APX NUMBER OF HOURS DURING TRADING HOURS: 0; BRIEF DESCRIPTION OF DUTIES: I CARE FOR PATIENTS (AGE NEWBORN-18 YEARS) WHO ARE ADMITTED AS INPATIENTS IN THE PICU AT THE HOSPITAL; 3. NAME OF OTHER BUSINESS: PLUMP FAMILY FINANCIAL, INVESTMENT RELATED: YES, ADDRESS: SAME AS REGISTERED LOCATION, NATURE OF BUSINESS: FINANCIAL SERVICES, START DATE: 01/2025, POSITION/TITLE/RELATIONSHIP: FINANCIAL PROFESSIONAL, APX NUMBER OF HOURS PER WEEK: 40, APX NUMBER OF HOURS DURING TRADING HOURS: 32.5, BRIEF DESCRIPTION OF DUTIES: DBA FOR FINANCIAL SERVICES; 4. NAME OF OTHER BUSINESS: FIXED INSURANCE WITH VARIOUS COMPANIES; INVESTMENT RELATED: YES; ADDRESS: SAME AS REGISTERED LOCATION; NATURE OF BUSINESS: FIXED INSURANCE; START DATE: 06/2025; APX NUMBER OF HOURS PER WEEK: 2; APX NUMBER OF HOURS DURING TRADING HOURS: 2; POSITION/TITLE/RELATIONSHIP: INSURANCE AGENT; BRIEF DESCRIPTION OF DUTIES: SALES OF FIXED INSURANCE PRODUCTS;

Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2024-12-17
  • S66 Uniform Combined State Law Examination
    2024-12-17
Other Names
  • Jaclyn Marie Piechocki

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