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Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| IN | RA | APPROVED | 2025-01-02 |
Branch Locations
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Ascension Saint Vincent Hospital | Indianapolis | IN | 08/2014 | Present |
| Bobby Plump And Associates | Indianapolis | IN | 10/2024 | Present |
| Cetera Wealth Services, Llc | El Segundo | CA | 10/2024 | Present |
| Cetera Investment Advisers Llc | Schaumburg | IL | 01/2025 | Present |
| Plump Family Financial | Indianapolis | IN | 01/2025 | Present |
1. NAME OF OTHER BUSINESS: BOBBY PLUMP AND ASSOCIATES; INVESTMENT RELATED: YES; ADDRESS: SAME AS REGISTERED LOCATION; NATURE OF BUSINESS: SECURITIES AND INVESTMENT SERVICES; START DATE: 10/2024; POSITION/TITLE/RELATIONSHIP: LICENSED ASSISTANT; APX NUMBER OF HOURS PER WEEK: 40; APX NUMBER OF HOURS DURING TRADING HOURS: 40; BRIEF DESCRIPTION OF DUTIES: CREATION OF NEW BUSINESS AND THE SERVICING OF THE BUSINESS; 2. NAME OF OTHER BUSINESS: ASCENSION SAINT VINCENT HOSPITAL; INVESTMENT RELATED: NO; ADDRESS: INDIANAPOLIS, IN; NATURE OF BUSINESS: HEALTHCARE; START DATE: 08/2014; POSITION/TITLE/RELATIONSHIP: PEDIATRIC ICU NURSE PRACTITIONER; APX NUMBER OF HOURS PER WEEK: 12; APX NUMBER OF HOURS DURING TRADING HOURS: 0; BRIEF DESCRIPTION OF DUTIES: I CARE FOR PATIENTS (AGE NEWBORN-18 YEARS) WHO ARE ADMITTED AS INPATIENTS IN THE PICU AT THE HOSPITAL; 3. NAME OF OTHER BUSINESS: PLUMP FAMILY FINANCIAL, INVESTMENT RELATED: YES, ADDRESS: SAME AS REGISTERED LOCATION, NATURE OF BUSINESS: FINANCIAL SERVICES, START DATE: 01/2025, POSITION/TITLE/RELATIONSHIP: FINANCIAL PROFESSIONAL, APX NUMBER OF HOURS PER WEEK: 40, APX NUMBER OF HOURS DURING TRADING HOURS: 32.5, BRIEF DESCRIPTION OF DUTIES: DBA FOR FINANCIAL SERVICES; 4. NAME OF OTHER BUSINESS: FIXED INSURANCE WITH VARIOUS COMPANIES; INVESTMENT RELATED: YES; ADDRESS: SAME AS REGISTERED LOCATION; NATURE OF BUSINESS: FIXED INSURANCE; START DATE: 06/2025; APX NUMBER OF HOURS PER WEEK: 2; APX NUMBER OF HOURS DURING TRADING HOURS: 2; POSITION/TITLE/RELATIONSHIP: INSURANCE AGENT; BRIEF DESCRIPTION OF DUTIES: SALES OF FIXED INSURANCE PRODUCTS;
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2024-12-17 |
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