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James Dillon Corcoran

Ubs Financial Services Inc.

Wilmington, NC

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Current Employers
Ubs Financial Services Inc.

1200 Harbor Boulevard, Weehawken, NJ 07086 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED 2026-07-03
NC RA APPROVED 2025-06-19
  • TX RA
    APPROVED
    Since 2026-07-03
  • NC RA
    APPROVED
    Since 2025-06-19

Branch Locations

1985 Eastwood Road, Wilmington, NC 28403 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Ubs Wilmington NC 01/2025 Present
United States Marine Corps Jacksonville NC 09/2020 12/2024
East Coast Cuts Wilmington NC 03/2020 08/2020
Appalachian State University Boone NC 03/2019 03/2020
Sugar Ski Mountain Boone NC 10/2018 03/2019
Appalachian State University Boone NC 08/2018 10/2018
Wild Wing Cafe Wilmington NC 06/2018 08/2018
Appalachian State University Boone NC 03/2018 06/2018
Sugar Ski Mountain Boone NC 10/2017 03/2018
Appalachian State University Boone NC 01/2015 10/2017
  • 01/2025 → Present
    Ubs
    Wilmington, NC
  • 09/2020 → 12/2024
    United States Marine Corps
    Jacksonville, NC
  • 03/2020 → 08/2020
    East Coast Cuts
    Wilmington, NC
  • 03/2019 → 03/2020
    Appalachian State University
    Boone, NC
  • 10/2018 → 03/2019
    Sugar Ski Mountain
    Boone, NC
  • 08/2018 → 10/2018
    Appalachian State University
    Boone, NC
  • 06/2018 → 08/2018
    Wild Wing Cafe
    Wilmington, NC
  • 03/2018 → 06/2018
    Appalachian State University
    Boone, NC
  • 10/2017 → 03/2018
    Sugar Ski Mountain
    Boone, NC
  • 01/2015 → 10/2017
    Appalachian State University
    Boone, NC
Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2025-06-19
  • S66 Uniform Combined State Law Examination
    2025-06-19
Other Names
  • Dillon Corcoran

View on SEC IAPD

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OSAIC WEALTH, INC.
MORGAN STANLEY

Other Investors

MATTHEW STEPHEN BENNETT
Gary R Bechtold
EDWARD MONTGOMERY KNOX
TIMOTHY CALHOUN GRAY
EMILY ROGERS HARVEY
CHARLES WARREN MINTZ
Savannah Castor King
JOHN DAVID THOMAS

Other Offices

RAYMOND JAMES & ASSOCIATES, INC. · Wilmington, NC
WELLS FARGO CLEARING SERVICES, LLC · WILMINGTON, NC
WELLS FARGO CLEARING SERVICES, LLC · WILMINGTON, NC
WELLS FARGO CLEARING SERVICES, LLC · WILMINGTON, NC
WELLS FARGO ADVISORS FINANCIAL NETWORK, LLC · WILMINGTON, NC
OSAIC INSTITUTIONS, INC. · Wilmington, NC
STATE FARM INVESTMENT MANAGEMENT CORP. · Wilmington, NC
WELLS FARGO CLEARING SERVICES, LLC · WILMINGTON, NC

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