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Current Employers
Merrill Lynch, Pierce, Fenner & Smith Incorporated

One Bryant Park, New York, NY 10036 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED 2026-07-09
NY RA APPROVED 2026-06-08
  • TX RA
    APPROVED
    Since 2026-07-09
  • NY RA
    APPROVED
    Since 2026-06-08

Branch Locations

100 Pixley Rd, Rochester, NY 14624 • United States

1400 Mount Hope Ave, Rochester, NY 14620 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Merrill Lynch, Pierce, Fenner & Smith Incorporated Rochester NY 05/2026 Present
Equitable Advisors, Llc. New York NY 06/2024 03/2026
Cloverwood Senior Living Pittsford NY 04/2014 11/2020
Ups Henrietta NY 09/2021 02/2025
Unemployed Rochester NY 12/2020 08/2021
Gg's Pizza Rochester NY 06/2025 Present
Bank Of America, N.A. Rochester NY 06/2026 Present
  • 05/2026 → Present
    Rochester, NY
  • 06/2024 → 03/2026
    New York, NY
  • 04/2014 → 11/2020
    Cloverwood Senior Living
    Pittsford, NY
  • 09/2021 → 02/2025
    Ups
    Henrietta, NY
  • 12/2020 → 08/2021
    Unemployed
    Rochester, NY
  • 06/2025 → Present
    Gg's Pizza
    Rochester, NY
  • 06/2026 → Present
    Bank Of America, N.A.
    Rochester, NY
Previous Registrations
Other Businesses

I*: Entity Type: entity for profitName of OBA: GG's PizzaAddress: East Rochester,New York, 14445,USInvestment Related: nPosition, Title, Association: d prep and deliveryEmployeeStart Date: 10/31/2025No Hours: 5hr/wkNo Hours during trading:0Duties: Part time job to bring in extra money. Will be leaving as soon as they find a new hire. I*4655287 Entity Type: Entity For Profit Name of OBA: GG's Pizza Address: East Rochester, New York, 14445 Investment Related: No Position, Title, Association: Employee Employee Start Date: 10/31/2025 Number of Hours: 5, Weekly Number of Hours during trading: 0, Weekly Duties: Part time job to bring in extra money. Will be leaving as soon as they find a new hire. Food prep and delivery

Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2025-03-28
  • S66 Uniform Combined State Law Examination
    2025-03-28
Other Names
  • Sandy Aristy
  • Sandy E Aristy

View on SEC IAPD

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