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Paul Kenneth Cook

LPl Financial LLC

Grand Rapids, MI

CRD 7996137

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Employer firm

LPl Financial LLC CRD 6413

$819B regulatory AUM 209,600 advisory clients

Reported services (Item 5G)

  • Financial planning
  • Portfolio management (individuals)
  • Portfolio management (institutions)
  • Educational seminars
  • CONSULTING AND OTHER NON-DISCRETIONARY ADVISORY SERVICES

From the firm’s Form ADV. Read the guides:

Current Employers
Lpl Financial Llc

1055 Lpl Way, Fort Mill, SC 29715 • United States

Current Registrations

AuthorityCategoryStatusDate
MI RA APPROVED 2025-11-07
  • MI RA
    APPROVED
    Since 2025-11-07

Branch Locations

2731 Breton Road Se, Grand Rapids, MI 49546 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Equitable Advisors, Llc New York NY 10/2024 12/2024
Pennsylvania State University State College PA 08/2016 05/2018
Flat Rock Metal, Inc. Flat Rock MI 06/2017 08/2017
University Of Michigan Ann Arbor MI 09/2018 05/2021
At The Time - Um Computer Showcase; Now - Um Tech Shop Ann Arbor MI 06/2018 07/2019
Bank Of Ann Arbor Ann Arbor MI 06/2021 03/2022
Bank Of Ann Arbor Ann Arbor MI 04/2022 05/2024
Unemployed Ann Arbor MI 06/2024 09/2024
Lpl Enterprise Fort Mill SC 12/2024 11/2025
Prudential Advisors Troy MI 12/2024 10/2025
Lpl Financial Grand Rapids IL 11/2025 Present
Langschied Financial Grand Rapids MI 11/2025 Present
  • 10/2024 → 12/2024
    Equitable Advisors, Llc
    New York, NY
  • 08/2016 → 05/2018
    Pennsylvania State University
    State College, PA
  • 06/2017 → 08/2017
    Flat Rock Metal, Inc.
    Flat Rock, MI
  • 09/2018 → 05/2021
    University Of Michigan
    Ann Arbor, MI
  • 06/2018 → 07/2019
    At The Time - Um Computer Showcase; Now - Um Tech Shop
    Ann Arbor, MI
  • 06/2021 → 03/2022
    Bank Of Ann Arbor
    Ann Arbor, MI
  • 04/2022 → 05/2024
    Bank Of Ann Arbor
    Ann Arbor, MI
  • 06/2024 → 09/2024
    Unemployed
    Ann Arbor, MI
  • 12/2024 → 11/2025
    Lpl Enterprise
    Fort Mill, SC
  • 12/2024 → 10/2025
    Prudential Advisors
    Troy, MI
  • 11/2025 → Present
    Lpl Financial
    Grand Rapids, IL
  • 11/2025 → Present
    Langschied Financial
    Grand Rapids, MI
Previous Registrations
Other Businesses

1- 10/2025 / Langschied Financial / DBA for LPL Business (entity for LPL business) / Investment Related / 160 hrs mth / 130 hrs during trading / At reported business location(s)

Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2025-01-03
  • S66 Uniform Combined State Law Examination
    2025-01-03
Other Names
  • Paul Kenneth Cook
  • Paul Cook

View on SEC IAPD

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