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LPl Financial LLC CRD 6413
$819B regulatory AUM 209,600 advisory clients
Reported services (Item 5G)
From the firm’s Form ADV. Read the guides:
1055 Lpl Way, Fort Mill, SC 29715 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| MI | RA | APPROVED | 2025-11-07 |
Branch Locations
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Equitable Advisors, Llc | New York | NY | 10/2024 | 12/2024 |
| Pennsylvania State University | State College | PA | 08/2016 | 05/2018 |
| Flat Rock Metal, Inc. | Flat Rock | MI | 06/2017 | 08/2017 |
| University Of Michigan | Ann Arbor | MI | 09/2018 | 05/2021 |
| At The Time - Um Computer Showcase; Now - Um Tech Shop | Ann Arbor | MI | 06/2018 | 07/2019 |
| Bank Of Ann Arbor | Ann Arbor | MI | 06/2021 | 03/2022 |
| Bank Of Ann Arbor | Ann Arbor | MI | 04/2022 | 05/2024 |
| Unemployed | Ann Arbor | MI | 06/2024 | 09/2024 |
| Lpl Enterprise | Fort Mill | SC | 12/2024 | 11/2025 |
| Prudential Advisors | Troy | MI | 12/2024 | 10/2025 |
| Lpl Financial | Grand Rapids | IL | 11/2025 | Present |
| Langschied Financial | Grand Rapids | MI | 11/2025 | Present |
1- 10/2025 / Langschied Financial / DBA for LPL Business (entity for LPL business) / Investment Related / 160 hrs mth / 130 hrs during trading / At reported business location(s)
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2025-01-03 |
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