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Matthew Gooch

49 Financial

Charlotte, NC

Austin, TX

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Current Employers
49 Financial

3711 S Mopac Expy Suite 150, Austin, TX 78746 • United States

Current Registrations

AuthorityCategoryStatusDate
NC RA APPROVED 2024-10-29
  • NC RA
    APPROVED
    Since 2024-10-29

Branch Locations

1213 W Morehead St Suite 508, Charlotte, NC 28208 • United States

3711 S Mopac Expy Suite 150, Austin, TX 78746 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Unemployed Minor Charlotte NC 01/2014 01/2020
Rama Swim Club Charlotte NC 01/2020 08/2020
Samford Brimingham AL 08/2020 04/2024
Film Buildings Llc Savannah GA 05/2022 08/2022
Macon Mayhem Macon GA 05/2023 12/2023
49 Financial Charlotte NC 04/2024 Present
  • 01/2014 → 01/2020
    Unemployed Minor
    Charlotte, NC
  • 01/2020 → 08/2020
    Rama Swim Club
    Charlotte, NC
  • 08/2020 → 04/2024
    Samford
    Brimingham, AL
  • 05/2022 → 08/2022
    Film Buildings Llc
    Savannah, GA
  • 05/2023 → 12/2023
    Macon Mayhem
    Macon, GA
  • 04/2024 → Present
    49 Financial
    Charlotte, NC
Other Businesses

fixed insurance agent / investment related / 40 hours per month / same address as above

Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 2024-10-29
  • S65 Uniform Investment Adviser Law Examination
    2024-10-29

View on SEC IAPD

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Other Offices

FIRST TRYON ADVISORS · CHARLOTTE, NC
MUIRFIELD WEALTH ADVISORS LLC · CHARLOTTE, NC
MAI CAPITAL MANAGEMENT, LLC · Charlotte, NC
LPL FINANCIAL LLC · CHARLOTTE, NC
ARKADIOS WEALTH ADVISORS · Charlotte, NC
MODERA WEALTH MANAGEMENT, LLC · CHARLOTTE, NC
TLG ADVISORS, INC. · Charlotte, NC
LPL FINANCIAL LLC · CHARLOTTE, NC

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