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Richard Andrew Fischer

Sequent Planning, LLC

Omaha, NE

Jackson, WI

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Current Employers
Sequent Planning, Llc

8807 Indian Hills Drive, Omaha, NE 68114 • United States

Current Registrations

AuthorityCategoryStatusDate
CA RA APPROVED 2025-02-19
IL RA APPROVED 2025-02-19
WI RA APPROVED 2024-10-10
  • CA RA
    APPROVED
    Since 2025-02-19
  • IL RA
    APPROVED
    Since 2025-02-19
  • WI RA
    APPROVED
    Since 2024-10-10

Branch Locations

8807 Indian Hills Drive, Omaha, NE 68114 • United States

4466 Cty Hwy P, Suite 107, Jackson, WI 53037 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Sequent Planning Llc Jackson WI 10/2024 Present
Ellsworth Adhesives Germantown WI 12/2016 04/2025
Trans International Menomonee Falls WI 07/2013 11/2016
  • 10/2024 → Present
    Jackson, WI
  • 12/2016 → 04/2025
    Ellsworth Adhesives
    Germantown, WI
  • 07/2013 → 11/2016
    Trans International
    Menomonee Falls, WI
Other Businesses

1) MADCO REAL ESTATE HOLDINGS LLC - OWNER. 4/2023 TO PRESENT. NOT INVESTMENT RELATED. DUTIES INCLUDE COLLECTING RENT ON REAL ESTATE PROPERTY. SPEND 5 HRS/MONTH ON THIS ACTIVITY, NONE DURING NORMAL TRADING HOURS. 3371 QUAAS DRIVE, WEST BEND, WI 53095. 2) 363 MAIN STREET LLC - OWNER. 5/2023 TO PRESENT. NOT INVESTMENT RELATED. DUTIES INCLUDE COLLECTING RENT ON REAL ESTATE PROPERTY. SPEND 5 HRS/MONTH ON THIS ACTIVITY, NONE DURING NORMAL TRADING HOURS. 3371 QUAAS DRIVE, WEST BEND, WI 53095.

Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 2024-09-30
  • S65 Uniform Investment Adviser Law Examination
    2024-09-30
Other Names
  • Rick Fischer

View on SEC IAPD

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