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Employer firm

Money Concepts Capital Corp CRD 12963

$4.07B regulatory AUM 1,108 advisory clients

Reported services (Item 5G)

  • Financial planning
  • Portfolio management (individuals)
  • Portfolio management (institutions)
  • GENERAL CONSULTING SERVICES

From the firm’s Form ADV. Read the guides:

Current Employers
Money Concepts Capital Corp

11440 Jog Road, Palm Beach Gardens, FL 33418 • United States

Current Registrations

AuthorityCategoryStatusDate
TN RA APPROVED 2025-10-01
  • TN RA
    APPROVED
    Since 2025-10-01

Branch Locations

181 3Rd Ave., Dayton, TN 37321 • United States

11440 Jog Road, Palm Beach Gardens, FL 33418 • UNITED STATES

11440 Jog Road, Palm Beach Gardens, FL 33418 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Money Concepts Capital Corp. Dayton TN 09/2024 05/2025
Edfinancial Dayton TN 11/2023 08/2024
Christain Publishers Outlet Madison TN 05/2023 08/2023
Dollar General White House TN 05/2022 08/2022
The Tree Company Springfield TN 06/2020 11/2020
K-12 Student White House TN 07/2015 05/2021
College Student At Bryan College Dayton TN 08/2021 05/2025
Money Concepts Capital Corp Dayton TN 05/2025 Present
  • 09/2024 → 05/2025
    Dayton, TN
  • 11/2023 → 08/2024
    Edfinancial
    Dayton, TN
  • 05/2023 → 08/2023
    Christain Publishers Outlet
    Madison, TN
  • 05/2022 → 08/2022
    Dollar General
    White House, TN
  • 06/2020 → 11/2020
    The Tree Company
    Springfield, TN
  • 07/2015 → 05/2021
    K-12 Student
    White House, TN
  • 08/2021 → 05/2025
    College Student At Bryan College
    Dayton, TN
  • 05/2025 → Present
    Dayton, TN
Other Businesses

1. The Harris Group, LLC., 181 Third Avenue PO Box 442 Dayton, TN 37321. Not investment related entity. Only marketing name. Investment related, 1-20% time spent on activity during securities hrs.

Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2025-09-30
  • S66 Uniform Combined State Law Examination
    2025-09-30

View on SEC IAPD

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