Naftuli Brach

Employer firm

Mml Investors Services, LLC CRD 10409

$116B regulatory AUM

Reported services (Item 5G)

Financial planning
Portfolio management (individuals)
Portfolio management (institutions)
Pension consulting
Selection of other advisers
Educational seminars

From the firm’s Form ADV. Read the guides:

Current Employers

Mml Investors Services, Llc

1295 State Street, Springfield, MA 01111-0001 • United States

Current Registrations

Authority	Category	Status	Date
NY	RA	APPROVED	2026-01-13

NY RA
APPROVED

Since 2026-01-13

Branch Locations

266 Broadway Suite 204, Brooklyn, NY 11211 • United States

5914 11Th Avenue, Brooklyn, NY 11219 • United States

1149 Route 17M Suite 212, Chester, NY 10918 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

Regulatory action No
Criminal No
Bankruptcy No
Civil judicial No
Bond No
Judgment / lien No
Investigation No
Customer complaint No
Termination No

Employment History

Organization	City	State	From	To
Massmutual Life Insurance Co	Brooklyn	NY	01/2014	Present
Mml Investors Services, Llc	Brooklyn	NY	01/2025	Present

01/2014 → Present

Massmutual Life Insurance Co

Brooklyn, NY
01/2025 → Present

Mml Investors Services, Llc

Brooklyn, NY

Other Businesses

(1) Name: Naftuli Brach Inv Rel: Y Add: Residential Address Nature: Rental Income Position: Owner Start Date: 01/02/2025 No Hrs/Mo: 5 No/Hrs Mo dur trading: 0 Describe Duties: Collect rent - passive real estate investments. (2) Name: Naftuli Brach Inv Rel: Y Add: Residential Address Nature: Outside Insurance Sales Position: Insurance Broker Start Date: 01/01/2025 No Hrs/Mo: 4 No/Hrs Mo dur trading: 0 Describe Duties: Life(term/universal/whole) and Disability. (3) Name: Brach Financial Services Inv Rel: Y Add: 491 NY-208, Suite 401, Monroe, NY 10950 Nature: Owner of Inc. used for financial services business Position: Owner Start Date: 01/02/2025 No Hrs/Mo: 230 No/Hrs Mo dur trading: 0 Describe Duties: Sales and service. (4) Name: 3 Melissa Lane LLC Inv Rel: Y Add: 543 Bedford Ave, Brooklyn, NY 11211 Nature: Real Estate Property Position: Owner/Member Start Date: 04/01/2025 No Hrs/Mo: 0 No/Hrs Mo dur trading: 0 Describe Duties: Collect Rent. (5) Name: 19 Billy LLC Inv Rel: Y Add: 543 Bedford Ave, Brooklyn, NY 11211 Nature: Real Estate Property Position: Owner/Member Start Date: 04/01/2025 No Hrs/Mo: 0 No/Hrs Mo dur trading: 0 Describe Duties: Collect Rent. (6) 14 Waverly LLC Inv Rel: Y Add: 543 Bedford Ave, Brooklyn, NY 11211 Nature: Real Estate Property Position: Owner/Member Start Date: 04/01/2025 No Hrs/Mo: 0 No/Hrs Mo dur trading: 0 Describe Duties: Collect Rent.

Exams

Code	Exam	Date
S65	Uniform Investment Adviser Law Examination	2026-01-05
S63	Uniform Securities Agent State Law Examination	2025-09-28

S65 Uniform Investment Adviser Law Examination

2026-01-05
S63 Uniform Securities Agent State Law Examination

2025-09-28

View on SEC IAPD