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Benjamin Arthur Rosbach

Gerber Kawasaki Wealth & Investment Management

Santa Monica, CA

CRD 7995613

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Employer firm

Gerber Kawasaki Wealth & Investment Management CRD 153649

$4.11B regulatory AUM 10 advisory clients

Reported services (Item 5G)

  • Financial planning
  • Portfolio management (individuals)
  • Portfolio management (investment companies)
  • Portfolio management (institutions)
  • Pension consulting
  • Selection of other advisers

From the firm’s Form ADV. Read the guides:

Current Employers
Gerber Kawasaki Wealth & Investment Management

2437 Main Street, Santa Monica, CA 90405 • United States

Current Registrations

AuthorityCategoryStatusDate
CA RA APPROVED 2024-11-22
  • CA RA
    APPROVED
    Since 2024-11-22

Branch Locations

2437 Main Street, Santa Monica, CA 90405 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Gerber Kawasaki Wealth & Investment Management Los Angeles CA 09/2024 Present
Gerber Kawasaki Wealth & Investment Management Los Angeles CA 07/2024 09/2024
Lifeguard At Cal Poly Asi San Luis Obispo CA 09/2021 06/2024
Dexcom, Inc San Diego CA 06/2023 09/2023
Enfield Farms, Inc. Lynden WA 06/2022 09/2022
Bayside Swimming Club Bellingham WA 06/2018 09/2022
California Polytechnic State University San Luis Obispo CA 08/2020 06/2024
Sehome High School Bellingham WA 08/2016 06/2020
  • 09/2024 → Present
    Los Angeles, CA
  • 07/2024 → 09/2024
    Los Angeles, CA
  • 09/2021 → 06/2024
    Lifeguard At Cal Poly Asi
    San Luis Obispo, CA
  • 06/2023 → 09/2023
    Dexcom, Inc
    San Diego, CA
  • 06/2022 → 09/2022
    Enfield Farms, Inc.
    Lynden, WA
  • 06/2018 → 09/2022
    Bayside Swimming Club
    Bellingham, WA
  • 08/2020 → 06/2024
    California Polytechnic State University
    San Luis Obispo, CA
  • 08/2016 → 06/2020
    Sehome High School
    Bellingham, WA
Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 2024-09-23
  • S65 Uniform Investment Adviser Law Examination
    2024-09-23
Other Names
  • Benjamin Arthur Roshbach

View on SEC IAPD

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