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Carlton Rashad Orange

Mml Investors Services, LLC

Austin, TX

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Current Employers
Mml Investors Services, Llc

1295 State Street, Springfield, MA 01111-0001 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED 2025-12-08
  • TX RA
    APPROVED
    Since 2025-12-08

Branch Locations

807 Las Cimas Pkwy Bldg 2, Suite 275, Austin, TX 78746 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Texas Capital Bank Dallas TX 10/2022 11/2024
Cbre San Antonio TX 08/2021 10/2022
Student Bryan TX 05/2017 12/2021
Student Fayetteville AR 08/2015 05/2017
Northwestern Mutual Life Insurance Company Milwaukee WI 11/2024 02/2025
Northwestern Mutual Investment Services Llc Austin TX 02/2025 09/2025
Northwestern Mutual Wealth Management Company Milwaukee WI 06/2025 09/2025
Unemployment Pflugerville TX 09/2025 09/2025
Mml Investors Services, Llc Austin TX 10/2025 Present
Massmutual Life Insurance Company Austin TX 10/2025 Present
  • 10/2022 → 11/2024
    Texas Capital Bank
    Dallas, TX
  • 08/2021 → 10/2022
    Cbre
    San Antonio, TX
  • 05/2017 → 12/2021
    Student
    Bryan, TX
  • 08/2015 → 05/2017
    Student
    Fayetteville, AR
  • 11/2024 → 02/2025
    Northwestern Mutual Life Insurance Company
    Milwaukee, WI
  • 02/2025 → 09/2025
    Northwestern Mutual Investment Services Llc
    Austin, TX
  • 06/2025 → 09/2025
    Northwestern Mutual Wealth Management Company
    Milwaukee, WI
  • 09/2025 → 09/2025
    Unemployment
    Pflugerville, TX
  • 10/2025 → Present
    Austin, TX
  • 10/2025 → Present
    Massmutual Life Insurance Company
    Austin, TX
Other Businesses

(1) NAME: STK MEDIA PRODUCTION LLC INV REL: N ADD: RESIDENTIAL NATURE: MEDIA PRODUCTION (TAKING PICTURES/VIDEO & EDITING PICTURES/VIDEO) POSITION: OWNER START DATE: 10/15/2025 No. HR/MO: 40. No. HR/MO DURING SEC TRADING: 0. DESCRIBE DUTIES: TAKING PICTURES/VIDEOS AND EDITING THAT CONTENT. (2) NAME: NEXT LEVEL VALET INV REL: N ADD: 701 BRAZO ST., STE. 1600, AUSTIN TX 78701 NATURE: PARKING CARS POSITION: VALET SERVICEMASTER, VALET RUNNER START DATE: 09/02/2025 No. HR/MO: 15. No. HR/MO DURING SEC TRADING: 0. DESCRIBE DUTIES: PARKING CARS ON THE WEEKENDS.

Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 2025-10-20
S63 Uniform Securities Agent State Law Examination 2025-03-24
  • S65 Uniform Investment Adviser Law Examination
    2025-10-20
  • S63 Uniform Securities Agent State Law Examination
    2025-03-24
Other Names
  • Carlton Rashad Orange

View on SEC IAPD

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