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1345 Avenue Of The Americas 27Th Floor, New York, NY 10105 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| NY | RA | APPROVED | 2023-07-12 |
Branch Locations
1305 Walt Whitman Rd Suite 120, Melville, NY 11747 • United States
1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Aegis Capital Corp. | Farmingdale | NY | 02/2010 | Present |
1) AMERICAN NATIONAL INSURANCE COMPANY, ONE MOODY PLAZA, GALVESTON, TX 77550 - LIFE AGENT, INVESTMENT RELATED; LIFE INSURANCE AND ANNUITIES START DATE 10/29/2013, 1 HOUR PER MONTH DEVOTED TO BUSINESS DURING NONE SECURITIES TRADING HOURS. 2) ACC AGENCY, INC., 1305 WALT WHITMAN RD., SUTIE 120 MELVILLE NY 11747; INSURANCE GENERAL AGENCY, INVESTMENT RELATED; PRODUCER/AGENT; START DATE: 04/18/2016; 5-10 HOURS PER MONTH DEVOTED TO BUSINESS.
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 2023-07-11 |
| S63 | Uniform Securities Agent State Law Examination | 2005-11-08 |
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